Qualità sociale e sostenibilità

On the occasion of the preparation of the EXPO which will take place in Milan, I attended on the 5th of December 2013 a conference which brought different research strands together. The different strands are all concerned wight he major topic of the forthcoming EXPO, which is “Feeding the Planet, Energy for Life
The presentation, of which the transcript will also be published under the title
“Qualità sociale e sostenibilità”
can be found here.

Further information on the preparations of the EXPO can be found on this website of the Fondazione Feltrinelli.
My special Thank You goes to Enrica Chiappero-Martinetti and Nadia con Jacobi, Department of Political and Social Sciences – University of Pavia and Human Development, Capability and Poverty; International Research Centre, IUSS Pavia

Excellence – The Mediocrity of Excellencies and Excellence of Mediocrity

The difficulty lies, not in the new ideas, but in escaping from the old ones, which ramify, for those brought up as most of us have been, into every corner of our minds.[1]

Those who know me well, can understand what it means when I write: I do not know since when I am living here now; I do not know if it is for a long time, a small eternity or if I actually just a arrived, still trying to get used to things and developing routines. Those who know me well are aware of the fact that time, units on the calendar, are just like numbers: only meaningful in their uniqueness which is only given by being just a dot on an endless scale.

We may measure it by looking at the time it takes to establish routines … ? Well, it does only take a couple of days to find the right bar where I don’t have to ask for a cappuccino but where I am rhetorically asked Cappuccino? … E mangiare … quale? Right, I do not have the same cornetto everyday, and this is of course part of the routine, quickly established. (Only one of the girls in my ‘Sunday-bar’ still doesn’t know but occasionally I think this may have some special reason.)

And all seems to be so unique when entering a new stage – unique as well in the sense of routines. The other …, well the other seems to be sovereign, able to adapt every day to it: to the new day, not being caught in the need of a straight way, entering the new world. But this uniqueness may be challenged, a sligth irritation. And this challenge is not coming from somebody else ‘entering this new world’, but by somebody who is a firm part of it, exactly by the near-to-irrevocable character of the routine:

7:07 a.m. in the bar – the usual chat between people or the “intimate silence between people”

7:08, looking up, the barman says something: ‘strange, something wrong? New year, new habit perhaps’ – somebody is missed

7:10, two minutes later than usual the door opens and ‘he’ steps in: the ragazzo who had been missed as he always arrives at 7:08, always: since one year, two years, 5 years or even longer?

Two minutes, occasionally even in the eternal city two minutes nay be a small eternity.

Measuring the time by looking at how long it takes to get used to the nuisances and ignorances (not sure why the rule for ‘correct language’ does only know the singular: ignorance) …– eternity would be too short in many cases to get used (and possibly this is the reason behind the fact that the auto-spell check allows eternities, i.e. the plural of eternity although one eternity lasts already …, well eternal). Bureaucratic norms, complains about them, affluence in a poor city, … or poverty in a rich city? And even accepting and living certain rules may still after years and decades end in stating – loud or not: really (you know the one I mean: rrrrrrreaaaaaaally? Actually expressing some kind of ‘I cannot believe it though I know it is true’). Traffic in Rome is surely one of these ‘rrrrrrreaaaaaaally?-stories’. For instance when looking at the car that is parked over night in the ‘second row’, half of the tail reaching into the roundabout; or the other, parked half on the zebra-crossing, half reaching into the roundabout. And if you are still baby-Roman, you may naively mention it, as if it would be something special – the answer is simple

You know why they do it (, don’t you)? Thus they save the parking fee ….

Oh Mama Mia e Maria – Gloria Patri et in Excelsis Deo, it is a stupid question – and after experiencing everyday’s little war: a herd of tiny (and not so tiny) scooters against the army of tiny (and not so tiny) cars, I surely should know that there are other rules than those established in the highway code.

I wrote earlier about it, in the Diary from a Journey into another World. Diaries against nationalism, inspired by trying to overcome personal resentments:

Viva, si permaneces y esperas, morirás de hambre a la muerte – comenzar a luchar. Again I make the experience that learning the exact, the lived rules of traffic is one of the most important parts of intercultural learning. No book and especially no law book will tell us. And the knowledge of getting every single day one day closer to death has to be translated: Come, Grim Reaper – I want to look into your eyes.

And now all this reminds me of another daily occurrence that still attracts my attention: at a certain time, there are different spots where you can see it, for instance along the Tiber: a flock of birds – I am not sure: sparrows? Lorenzo says swallows, only spending short time in Rome before migrating further south. One hears the noise and sees a dark cloud, changing formation, changing the degree of darkness between nearly black and a light grey, seemingly moving with an amazing speed and nevertheless equally seemingly standing. One flock? Or several of these ‘clouds’? Merging and separating from each other, also a move of compression and dissolution … –  isn’t depression a word that comes closer to mind as antonym for compression?

*****

Routines – and the many things that still seem exceptional, sooooo exciting; and the other things that will probably never loose their attraction of being special …. – excellence and mediocrity. Time found – and always loosing it. Sure, we all have our ‘own time’; there is such a good reason to ask What time is it there? as Tsai Ming-liang does it in his film. – Don’t we have all ‘our own time’?

History – big history, Braudel’s ‘three planes’ and finally personal history cannot be changed, also because they happen for particular reasons. Here we have to reason about differences: if we perceive things and truth differently, and if we see certain things and overlook others, do certain things and do them in a specific way, it is not because ‘we want to’, we decide in this or another way but it is because we produce and reproduce us and with it them …. – and we do this with the ‘material we have’, being drawn and pushed by it, seeing here some kind of invisible hand. It is not the one proposed by Smith which obviously doesn’t exist at least in his understanding. It is an invisible hand that allows us to look at 101 one monuments, only seeing 1. There are only few monuments with more than one person looking at it (it only happens in galleries, 100 visitors standing, gazing at La Gioconda, only 1 standing in the next room, being smiled at by a small, seemingly mousy person of the same master’s hand – yes, man make their own history but not choosing – we know it from Karl Marx’ 18th Brumaire anyway.

Time, in this perspective, is probably something in between: part of the dialectical tension of moving and movement and being moved: pulled and pushed I mean … – unspectacular single acts being the only thing we can look at, trying to understand from there the entirety and even eternity: starting from learning the rules we are facing every day and in the best cases learning at the very same time all the ‘small and daily infringements’. Sure, the traffic light is red – but is that a sufficient reason to stop? – And it is still this movement, exciting us in the daily gossip.

A short time? Or a long time?

*****

It definitely had been a short time after I moved in: the truck had been here in the morning, bringing some of my stuff, mainly books. Sure, such a move seems to be just unique, only happening to the one person who considers (against better knowledge) that nobody else has a similar or even the same experience. And even if it is actually a very common thing, one perceives it as unique: challenging, the need to deal with everything – and allowing this feeling of uniqueness to grow, it seems to reach even further: god created the world, I am creating a new home, a castle if not even a fortress which for some does not have to be of brigs and mortar …

…. A Mighty Fortress is our God.

Is not exactly this the permanent challenge since we invented ourselves as individuals? Sure, cutting the strings from god had been a simple thing to the extent to which we replaced her by the new god, named I, only allowing the company of the me, my and myself; and of course ultimately accompanied by and expressed in the tin-god money. Mind, not everything had been new – money had been already admonished in 666 by Sophocles

Money! Nothing worse in our lives, so current, rampant, so corrupting. Money – you demolish cities, rot men from their homes, you train and twist good minds and set them on to the most atrocious schemes. No limit, you make them adept at every kind of outrage, every godless crime – money.

Leaving this idolisation aside, we may have a look at a paradox emerging from merging this new independence and individualisation: though everybody is now established and establishing him-/herself as god-like (who else should be god) and unique (as individual it is not just that everything is about me, it is also about us [yes, us: I, me and myself] being the ultimate …, well: incarnation of the standard) that mediocrity is the new excellence. The merger is so close that we easily forget the fact of dealing with two moments: secularisation and individualisation.

Sure, it is a bit awkward writing, even thinking about it: everything I state about and criticise in ‘the other’, is in actual fact something I state about and criticise as part of myself.[2] But what can honesty do …? – Swallow – only sparrows can resist, accepting the fact of being outsiders.

Time to come back to the truck: the king of the road,[3] parked on the little back-road near to the centre of this bit more then 2.5-million-city to offload my stuff. I didn’t dare to offer my help, just asked

Can you please position the vehicle in a way that allows moving the pallets directly on the driveway in front of the house?

He could not, just because he did not want to … – Not telling the entire story, his service – professional and excellent of course – ended in translating ‘from-door-to-door’ to ‘from-door-on-the-road-in front-of-the house’. This left me with the bill and the task to carry the stuff from the street to the little drive way in front of my palace (yes, all Romans live in a palace as much as all Germans drive a Merc – the latter had been what I had been told when arriving in Ireland many years back; and all Irish have red hair and all Chinese make a bow instead of shaking hands and all French drink wine and all Cubans smoke cigars and… and all migrants lost their manners as they lost all standards, while trying to adapt to all the actually lived prejudices). Back to the driveway: from there I had to get the stuff into the rooms which would be the library at some stage later. This excellent service (at this stage you will remember: excellence is a synonym for mediocrity) had been made even more delightful for me by two facts:

  • imagine carrying a box of books that is twice as large as the box that professionals use for transporting books;
  • and then imagine to undertake this work while the thermometer had not been lazy, climbing up to somewhere between 35 and 40 degree.

The excellence had been completed as the RAS-excellence resulted in many books damaged: if it does not fit make it fitting. I have to admit that it is purely my ignorance that I did not fully recognise the RAS-excellence. On occasion of a later inquiry I had been told there would not be any reason to complain as ‘we managed much larger removals, including those for the Irish government.’ – Well, the Irish government is surely a warrantor of excellence, even keeping the dead tiger up instead of putting it to rest – the Irish people are still paying the cost for the mummification.

*****

Change of the scene, not of the scenery. Such a relief then – and I will not forget it – when somebody came. He introduced himself by offering me a sack truck.

Sorry, I have to go back to work now. But when I am back later, I will give you a hand. …. I am Zaid, living on the other floor. Welcome here in …

No, he didn’t say palace. Indeed, he came back later and gave me a hand – so at least at some stage the books had been in my flat. – And I surely had been flat: carrying books and some other stuff is not an activity that one needs for a couple of hours, even less when exposed to such temperatures.

Well, things have to be done – and another thing for the time to come had been to get the stuff out of the boxes. This means of course to get the boxes out of the way. As excellence means today: you have to get rid of the packing material – the idea of recycling, using it for the next transport is not part of the hauler’s understanding of professional work, it is just a matter of odds and sods. So: getting books out of the boxes, ‘parking’ the empty boxes in front of the apartment before bringing them to the bin (yes, a recycling bin). … The bell rings

I (am the owner of the apartment 2) – are the boxes at the stairs yours?

Actually I could nearly save the nodding.

Could you please remove them as soon as possible

– and actually he adds

‘no problem’

the expression of Sozi’s utmost humbleness and kindness. (It is just a name – and it shows that nomen non est omen: any resonance of Sozi in terms as social or even socialism is a mere expression of remaining on pure surface.

Well, all this may be understood as personal failure of a hauler and a matter of character, bad and good behaviour etc. And surely it is. But as we are all gods now, we have to live with it: our and their little egos, ritzy without limit – as it is coined by the emancipation from divine power being limited by its individualist character which easily transforms excellence into mediocrity. And of course, the wisdom of this system has an integrated protection as mentioning it – i.e. experiencing it as own personal characteristic or criticising it as characteristic of others – is self-destructive. Nietzsche knows and so does Adorno. …

It is of course easy to see all this in the wider context – as social scientists we are occasionally allowed to do it – and as depersonalised statement (‘it is not me who says it – it is just the facts that show it’; and ‘it is not about real people like you and me, it is about some abstract social existence’): The easy way out is a derivate of the Cartesian paradigm: I think by only recognising that, what exists only what I can see, recognise in its immediacy, does exist. And that means, I only look at the other as individual and as such as an exception. Or I look at the generalised other that does not exist in reality.

In social science the easy way out is the degeneration of social research: a matter of empirio- criticism and suicide.

The problem of recognising this is the underlying dialectics: as much as we are dealing with the result of a secular process of de-deified individualisation, we are also dealing with a process of individualising self-deification. Put less harsh (yes, I do not like being part of it, and I know no reader likes to see him/herself this way), we can detect this vicious circle by expressing it in its economic formula, well known as M-C-M’:[4] the permanent resolution of self-reflexive dissolution. Cogito ergo non sum, lost in mediocrity or the exponential growth of consumption. It is detached from the social dimension as far as it appears as consumption without production; and it is further de-socialised as it actually looses its use-value – even if the latter is not completely the case, it is at least a shift of the relationship. We can assume that the ‘original product’, in a non-capitalist, non-exchange oriented society had been composed as[5]

100 uv – 000 ev

It had not been individual production of goods for individuals but social production where production itself had been a social process: the production of needs and the way towards answering them.

This relationship may be re-modelled as

50 uv – 50 ev

in an idealised ‘original capitalism’: idealised as such model suggests a perfect market where demand is defined by actual needs and supply completely and instantaneously matching such demand. The further development – not based on changing behaviour but as matter of economic logic – pushes to a decrease of uv in favour of ev so that the consumerist society in its (impossible) idealised full development can be expressed by

000 uv – 100 ev

It is an (impossible) idealised state as finally nobody will buy only products without any use value (mind, this does not deny that we probably all buy some products that are entirely without use value in the strict sense, actually they are useless).

Sure, the argument is in this form typical for economics – simplified and reduced on its functioning within the ceteris paribus framework of a limited number of products asked for and an equally limited number of suppliers of these and only these products, framed by the ‘perfect market’.

  • In reality competition is a factor changing the model calculation;

and additional variables are relevant too:

  • the fact that markets are never perfect by way of information, time needed to adapt ….
  • the occurrence of mediators
  • the production being even under capitalist conditions, highly characterised by alienation and depending on the market to actually realise the value on the  conditions and the determination of use value still being an immediately social process
  • needs not being solely defined by their physical dimension but for instance also as by the fact of being positional goods, merit or demerit goods etc.
  • and just to add one further point, still without being exhaustive, power as market power, political power, hegemonic power etc., all decisively co-defining ‘needs’ as a normative fundamental and general consensus.

But we find some cunning of reason – more or less opposite to the Hegelian one: complexity is reduced and the concrete in its true sense is made to fade away. As we know from Karl Marx’s Outline of the Critique of Political Economy (Grundrisse)

The concrete is concrete because it is the concentration of many determinations, hence unity of the diverse. It appears in the process of thinking, therefore, as a process of concentration, as a result, not as a point of departure, even though it is the point of departure in reality and hence also the point of departure for observation [Anschauung] and conception.

And of course, communication with the product itself – the reduction of communication on the circle M-C-M(‘) – is taken out of the socio-interactive process, reduced on the ‘reflexive’ process of the individual who (or do we even have to say: which?) is the commodified self. It is dominated by names – though they are nameless like character masks, securing a very specific understanding of the invisible hand: an economy that moves on without substantial orientation, relationships that remain on the surface. It is here, where today’s social science really feels home – and today referring to the era, going beyond the hic et nunc. We may remember the words from the 3rd volume of Capital – well, it is chapter 48, talking about The Trinity Formula:

Vulgar economy actually does no more than interpret, to systematise and defend in doctrinaire fashion the conception of the agents of bourgeois production who are entrapped in bourgeois production relations. It should not surprise us, then, that vulgar economy feels particularly at home in the estranged outward appearances of economic relations in which these prima facie absurd and perfect contradictions appear …[6]

And we may replace economy by social science – oblate empiricism and contemporalism now claiming excellence where

these relationships seem the more self-evident the more their relationships are concealed from it, although they are understandable to the popular mind.[7]

But indeed

all science would be superfluous if the outward appearance and the essence of things directly coincided.[8]

Well, the only conclusion one can arrive at is the following: some academics are – if not as human being so at least as academics – exactly this:

superfluous as much as they see the outward appearance and the essence of things directly coinciding.

*****

We can see this in a rather interesting divide: consumerism – and it had been said before that this is the proposed point of reference – is commonly understood as the (reasonably) high-end consumption. Probably one of the most perverse expressions could be seen some years ago in Brussels: a shop selling all the big names, displaying in the window these designer products and …., Klein’s book No Logo, the latter of course as decoration. And the book surely is some decoration of the academic approach to analysing economic processes. What is less obvious – or we may have to say: what is less openly and manifestly perceived – is the other side: today’s economies are, in different forms, factually resting on the pillars of some form of shadow economy, ranging from the illegal production in the sweatshops and the sale of their goods to established street-traders. Maintaining the poor who are not properly integrated into the supply side of the formal economy and also maintaining the poor who are not properly integrated into the demand side of the formal economy. It is not even clear where to draw the exact line, as many ‘discounters’ are surely some hybrids. Excellence also in this way, offering the generics: who dares to clearly detect the original and the faked Vuitton, Gucci, Bvulgari, Rado and Prada etc. pp. (those not mentioned here may be proud – but they should not be so as the true Mafia is hidden anyway). The blurring of borders may be especially interesting – though visible – in the cases of the equality of structure: looking at some models the only difference between VW, Audi and Seat etc. being the label; many years at least computers sold as IBM-compatible which at the end didn’t mean anything else than excellence under a different name – disguise of monopolies. Sure, you may turn the fact in two ways: the excellence of the original spreading, being offered by all the others; or the others being as good as the excelling ones but not being able to present themselves in the same manner. Of course one may say that it does not matter. But it actually does matter in a very fundamental way as much as excellence is becoming mediocre. Traditional economics sees all boats rising; realism suggests that all boats are drowning but some of them are able to cope well under water: the ‘better than’ is made up by the veneration of exponential growth of hiding actual adoration of exchange value behind pretended use value. As presented as the ideal case

000 uv – 100 ev

* Look at today’s computers, compare the specifications with the machines we used 10, 20 years ago – you laugh when remembering that KBs had been a relevant seize, relevant as today MBs and GBs; and you may cry if you consider that there is not really so much more that we do with these tremendously increased capacities of which most of us use only a small portion anyway. This does not mean that there is no progress at all; it only means that this progress is actually very limited. In other words, exponential growth on the side of exchange value is met by marginal growth rates (yes, there is some truth even in the thinking of marginalism and cardinal utility scale; especially when it comes to the added value on the side of the growth of added use value, in particular ‘Gossen’s First Law’ – acknowledging this does not mean to follow Jevons or Walras).

* Look at the relative increase of speed of communication: the use of telegraph increased the efficiency of communication by 2,500 times if related to the snail mail; relating internet-communication and FAX we find an increase of efficiency by 5.[9]

* Look at the qualification – the increase of people holding a degree, a PhD, a professorship …, all being more a reflection of an increase of courses offered (=sold) and a reflection of the formalised structuration of career patterns than being a reflection of qualification.

*****

Sure, quality control is at hand.

One example is that of ISO norms. The simplified, still true, mechanisms is: define your own norms, i.e. say how you want to work and what you see as good performance – if you fulfil these norms you are excellent. Two instructions for practice: (1) set the norms slightly higher than what you are going to achieve so that you can always push being better next time: you push your (co)workers and/or you push your customers with the next product which is better than the best: the washing powder that makes the washing whiter than white; the health care service that makes you healthier than healthy; the financial and insurance service that offers more than 100 % profit and more than security. (2) make sure that nobody thinks about the death poll that allows the 110, 150, 500 %. Especially if we consider that it is possible that we are still alive although we are brain-dead and the body is already decomposing – yes, you have to see it before you believe it. One instruction for advanced practice: Do not talk about the conditions behind the successful achievement. For instance, a service for homeless people may suggest: 30 percent of the people who used the shelter will not return. Achieving this figure is important even if 5 percent of potential returners died: the main thing is that they did not return – do not worry, social policy is not about ‘being good’, it is about maintaining societies ability to handle in which way ever injustice. If you want to blame me …, well, being cynical is one thing; analysing realities and stating the results[10] is another …

You may remember the words from the first volume of Capital:

Capital is said by a Quarterly Reviewer to fly turbulence and strife, and to be timid, which is very true; but this is very incompletely stating the question. Capital eschews no profit, or very small profit, just as Nature was formerly said to abhor a vacuum. With adequate profit, capital is very bold. A certain 10 per cent. will ensure its employment anywhere; 20 per cent. certain will produce eagerness; 50 per cent., positive audacity; 100 per cent. will make it ready to trample on all human laws; 300 per cent., and there is not a crime at which it will scruple, nor a risk it will not run, even to the chance of its owner being hanged. If turbulence and strife will bring a profit, it will freely encourage both. Smuggling and the slave-trade have amply proved all that is here stated. (Dunning)

Yes, it is the fact that capital is not a commodity like any other; instead,

Ces pressions et mouvements renvoient à tout le système de domination des capitaux et des marchés. Le capital n’est pas une simple propriété privée de moyens de production, laquelle existe dans le système esclavagiste par exemple. Il est constitue par la propriété d’argent pour faire plus d’argent, comme l’a montré Marx, en passent par son utilisation dans la production. Cela passe aussi par l’utilisation de l’argent et des ressources d’autrui, par le crédit et le marché financier.[11]

The situation is of course a bit more complicated when we move to the deeper level. We may say that we find a shift of the definition. The use value is now shifting in two ways: first, the additional ‘use value’ is an increase of idolatry – not new, if you remember Sophocles’ words quoted earlier, and not new if you remember Aristotle’s distinction between Oikonomia and Chrematistike (and although it is not new, the conditions are new, making it impossible to simply return to the status quo ante. Indeed, there is no point in trying to recall the ‘good old values’ – as little as there is any point in claiming a noble status in academia when entering from management, and referring to a formal ‘von’, ‘de’, ‘van’, ‘della’ or ‘Lord’ …). Second, the use value is shifting from the consumer to the producer: frequent travellers who do not have secretarial support will know the amount of hours they spend for checking flights and accommodation, booking, check-in etc.; there is little temptation for the ordinary online-banker to feel like a big broker, it is more like being a slave of not-really known procedures, in the best case resulting in saving few cents instead of leaving as self-made millionaire; online-shoppers are aware of the fact that there are algorithms, perfectly matching what google, amazon and the thousands of others want what to sell with what you did not know as your desire – just one click away and paradise is closer again (sure, exponential further steps to be made, each just one click away …); and though ‘we know how they work’ we easily click … and … swallow, fulfilling the role of the chased animal that, caught in the trap, still feels as king and queen: not as customer anymore but now the fat stock of the emperor who permanently offers new clothes and new names for the death traps.

Another mechanism of control: peer reviews and academic standards. Admittedly and importantly they had been established as instruments to protect us from the old feudal lords – sure, feudal not because of the power based in any title representing nobility, but feudal because of the academic title. We probably know all about it, acknowledging it to some extent, being annoyed by it on various occasions. In any case, there are some issues barely talked about:

* a German colleague – well he claims to be – founds a publishing house after one of his manuscripts had been turned down

* a German colleague manipulating the result of a PhD-candidate he supervised – it is claimed as case that needs to be ‘justified in respect of the colleague who supervised the work over several years’

* the establishing of a new hegemonic system that makes ‘social policy’ at a Lithuanian university expressis verbis to ‘social technology”

* the renaming of a government department in Ireland, now having the remit of education and skills – at least honest in clearly stating that the knowledge society is in actual fact part of the move to the strictly divided society. Divided between skilled people, reduced to function as annex of machines and a small elite, itself subordinated under the rule of the algorithm once set into motion. – You do not believe it? May be you are right and I just read to much H.G. Wells Time Machine

* a Hungarian student asking for a letter that clarifies to third parties why his marks in my class are not in line with the marks he got in other classes (actually he had been one of the brightest in class but then the letter) – he needed the letter as he wanted to produce it when applying for a grant; having written what I did and felt obliged to write, basically translates into: the marks he received for the work in my class are not especially low; on the contrary it means that at least in my opinion the marks in all other classes had been too generous – an inflation of high marks which is frequently admitted by several colleagues

* the need to use software to detect plagiarism, happening at countless universities in Europe if not worldwide  – as if plagiarism would be a simple matter of copy and paste, instead of being a matter of lacking originality and the ability to make an argument.
Sure, Wikipedia may be a useful instrument in some respect – but whereas the old encyclopédistes understood themselves as contestants of values for a better world, here and now, the new wikicyclopaedists apparently lost any sense of and for reality. Or is there any other way to interpret a statement like this?

This article has multiple issues. Please help improve it or discuss these issues on the talk page.

Yes, of course, the wiki-world should be reduced on one issue at a time, relationlity grasped by ‘links’.

This article needs additional citations for verification. (September 2011)

Of course, if you say anything, it is only valid if somebody else states the same

This article contains wording that promotes the subject in a subjective manner without imparting real information. (September 2011)

Found here

http://en.wikipedia.org/wiki/Fashion

– and probably changed at some time more or less soon.

The suggestion of value-freedom, the idea of societies without real subjects as we would not have heard and discussed it ad nauseam. And – perhaps paradoxically – it ends in the new gods recognising the fear again, now looking for new comfort, replacing the intellectual by the strict believer, replacing the condemning inquisitor by somebody who, apparently deeply moved, answers the question

Who is Jorge Mario Bergolio?

with the words

I do not know what might be the most fitting description …. I am a sinner. This is the most accurate definition. It is not a figure of speech, a literary genre. I am a sinner.

This makes Pope Francesco surely more winsome as the new-born infallible princes; and with this he presents himself as somebody who apparently learned – as he definitely had been dangerously political sinner in Argentina and he admitted to have sinned. And we may do what the supposed god did: forgiving him (and all the others) who failed. But I leave that debate to them – I am not and will not be part of that family [so help me god ;-)].

*****

Something else is the moaning of the new gods that …., bemoaning the loss of their privileges, complaining about the fact that their pedestal is made crumbling away instead of acknowledging the fact that this platform had been established on questionable ground.

As this act wears thin , the running down of the middle class leaves us with little but a professional political class flailing around trying to act normally and looking more and more bizarre in the process.[12]

Indeed, for some it is a sign of distress

seeing Marx quoted in everything from the Daily Mail to the Spectator

For others the distress lies in the way in which Marx is quoted … (or even to recognise that Marx is actually not quoted in the linked The Spectator-article.

Still, nice is to see in the present context the reference to Voltaire who (supposedly? – of course, I cannot really check, let alone know everything) said about the British classes – they

are like their own beer; froth on top, dregs at bottom, the middle excellent

(We leave the assessment of the bottom without discussion and only recommend various Dickens-works and the reading of Engels view on The Condition of the Working Class in England. And on this occasion we also do not question Voltaire’s stance on the British middle classes – various Dickens-texts may recommend revision though).

*****

Now, coming back, the list of the claims by the new gods (and the claims of people and institutions being new gods), could be continued ad ultimo, but  it would not change much at the final result – taking up on Voltaire: people striving to be part of the froth. Indeed, it is in this way that they may undermine democracy: the attempt to completely enter the illusionary world of free market competition and excellence based thereupon.

Methodological individualism is not just about the suggestion that

in sociological work these collectivities[13] must be treated as solely the resultants and modes of organization of the particular acts of individual persons, since these alone can be treated as agents in a course of subjectively understandable action.[14]

We see the problematique of such approach even if we accept the limitation to economics, when looking at Jospeh Schumpeter who claimed that reproaches critiques, stating that

[t]he society they deal with is one which admits private ownership of factors of production, but retains a control of production and distributes the national product according to the principle of efficiency. Land-owners and capitalists have to submit to this social control, and really are land-owners and capitalists only in so far as they receive rent and interest. Every one, so to speak, keeps his factor of production, but gets his orders from society as to what to do with it; or, to put it differently, every one is regarded according to the social appreciation of what he produces.[15]

It is indeed a challenge to go – in thinking and acting – beyond the capitalist economy. So Schumpeter himself claims that

[i]t is further claimed that in a non-communistic state no reality corresponds to the concept of social values and social wants properly so called.[16]

Without exhaustively discussing this, at least the following points are of importance:

* production – in the understanding highlighted by Marx in the Grundrisse[17]is not just about the production of commodities and the distribution of wealth that is defined by the availability of commodities – thus suggesting that

[m]arginal utilities determine prices and the demand and the supply of each commodity; and prices, finally, tell us much else, and, above all, how the social process of distribution will turn out.[18]

It is, instead, the production of social relationships itself that has to be considered as value, or even merely as fact – and here we have to look at both, the process of production and the structures emerging from it. Commodities, utilities etc. are surely an important but by no way a sufficient moment.[19] In other words, methodological individualism is thoroughly caught in the understanding that the entire life – individually and socially – can be reduced on production and exchange of products, in fact leaving productive consumption and distribution outside of the equation.

* This means as well that methodological individualism is based on the idea of (the legitimacy of) externalisation – of course first and foremost by way of production but consequently also in respect of relations – contract law is probably the ultimate proof, especially taken in connection with the fact of the wide range of application of contractual thinking. This goes hand in hand with the emphasis of utility production as ultimate point of reference.

* Part of this externalisation is about the definition of what is relevant: different to the understanding of economic processes as fundamental, determining in the last instance, i.e. dialectically the superstructure (as in the Marxian understanding of the basis-superstructure relationship), the economy is in the present case seen as dominant in a different way: it is the ultimate measure, taken mechanically as indicator for the entirety of existence.

* Also juxtaposing individual and society seems to be disingenuous: this way the relationality of the social as matter of structures and processes is faded out.

These are, N.B., exactly the shortcomings of approaches that suggest today for instance methods of management intra-organisational knowledge-sharing by a reference to an ‘imagined common good’, instead of bravely embarking on the understanding of the social as processual structuration (as in more fundamental terms for instance Roy Bhaskar does with his dialectical critical realism). The usefulness of systemic thinking has to be defined by the ability to deal with complexity, not by the orientation on borders and environment, systems and sub-systems.

In fact, methodological individualism is a general sentiment that had been established a long time ago, and actually not finding its foundation in academia that is directed to skills, having institutionally expelled generating knowledge as core task. Sure, it is a double-edged sword – but permanently sharpening the one side of the blade by the new aristocrats called a million times and more I, me, myself and bureaucratic hedging while blunting the other by permanently excluding any claim towards fundamental innovation, is not the way to deal with a contradiction – it is, instead, a matter of contraction. And this contraction is rooted in the idea of contractualism as principle that relates free individuals to each other instead of establishing and securing genuine social relationships.

The representatives of the new nobility, surely dangerous enough, are in this game at the end just meaningless string-puppets, perhaps even believing in their sobriety and honesty – what else can they do as self-styled gods: emancipated from deity, and lost in the fear of power which indeed nobody can claim to hold. What made god or the gods supposedly impeccable? Nothing else than the presumption that they (are authorised to) control the social. Remember, here the social is understood as

an outcome of the interaction between people (constituted as actors) and their constructed and natural environment. Its subject matter refers to people’s interrelated productive and reproductive relationships. In other words, the constitutive interdependency between processes of self-realisation and processes governing the formation of collective identities is a condition for the social and its progress or decline.[20]

But now we arrived at another point: the new social being transformed into a self-established actor, tyrannising his/her constructed and natural environment.

The new subject matter referring to independent and permanent self-re-production – the new narcissism, attracted by nothing and nobody than the trinity of I, me and myself – not changed by a possible qualification of the ideas behind for, from or through; the capitalist commodity-society does not only replicate this pattern but it moves it further, perfects it in form of the indispensible self-defence of mediocrity by claiming excellence.

It is this new ‘nobility’ – as said it may actually be about people who still consider themselves as honest and good, but as their understanding of good is that of a new god, the new infallibility is actually fading away before being spelled out. It may be telling that for sending relevant, i.e. morally extortive mails, some people use their private mail-address, somewhere in a cloud, hiding their arrogant mediocrity by singing the eternal

alte Entsagungslied,
Das Eiapopeia vom Himmel,
Womit man einlullt, wenn es greint,
Das Volk, den großen Lümmel.

Well, the

heavenly lullaby,
The old song of abnegation,
By which the people, this giant fool,
Is lulled from its lamentation.

The new gods, cocooning in their privacy.

And feeling personally attacked if they are “recognised” in real terms, not in terms of the inflated currency. Of course, as they are usually themselves drivers of inflation they have to insist in this way: in one way or another we may have to accept the inflation – and of course any deflationary policies on the individual level are difficult. It seems to be easier to live with a lie than to die with an honest statement. The truth of John Maynard Keynes deserves not only consideration when it comes to thinking about Monetary Reform – you remember his words?

But this long run is a misleading guide to current affairs. In the long run we are all dead. Economists set themselves too easy, too useless a task if in tempestuous seasons they can only tell us that when the storm is long past the ocean is flat again.[21]

There is another interesting and important point we can take from the same academic – though stated in a different, i.e. not primarily academic – context. I take the quote and the context from a reflection on the Battle of the dons of war, dealing with the

intellectual ‘self-mobilisation’

academics which (or are they still ‘who’s?) degenerated to beasts on the field of mendacity.

In February 1916, despite being exempt from combatant service because of his ‘work of national importance’ at the Treasury, Keynes insisted on applying for exemption on the grounds of conscientious objection to the war. On January 4 he told Ottoline Morrell he wished for ‘a general strike and a real uprising to teach I those bloody men who enrage and humiliate us’. He told Duncan Grant in December 1917: ‘I work for a government I despise for ends I think criminal.’

Yes, we may say there is another war today: the one that wants to push mediocrity, skills orientation and the fact that aims are stylised as gains and achievements under the heading of excellence, thus drowning truth and honesty in froth.

And it is interesting in this context, again looking back, that it is

[t]rue, Russell’s opposition to the war cost him a fellowship at Trinity College.

And still, Bertrand Russell is surely one that – in the long run – did not die in terms of being an influential thinker, even in today’s terms, different to the many self-stylised, dishonest want-to-be-celebrities. And still, we find those who take responsibility as serious matter, also today.

*****

There is surely a major continuity if we look at the long and medium term-history. In some way much of what Herbert Marcuse, exploring the capitalist anthropology in a presentation titled Man in a Socialised World[22] is still fundamentally valid. He highlights the following issues as characterising the current anthropological Zeitgeist, pertaining in modern capitalist economies:

  • life is presented and perceived as plight and alienation
  • however, there is a ‘better life’: the satisfaction of needs and wants as remuneration of labour – though suffering is the irretrievable foundation of happiness
  • life is a matter of striving for being – and the substance of life is productivity with and in favour of society
  • refined values are separated from ever day’s life, from the daily performance. Finding to yourself is left for the time outside of work.

In Marcuse’s explication we find not least the anthropological gist of what Karl Marx explored as matter of specifically capitalist production, namely that

[t]he worker therefore only feels himself outside his work, and in his work feels outside himself[23].

Still, there is also a major shift between Marcuse’s time and now: today it is claimed that the better life should be here and now. There would be nothing wrong with it if … – if it would not be based on a wrong assumption and a wrong claim.

The wrong assumption is that previously the world had been better. There may be some truth in it

* one went to university in order to deeply study a subject, approaching a study from different sides or even delving into various subject areas – well, not one but indeed a few only: third level education had been very much an elitist undertaking before the invention of the mass-university

* reviewers – namely the senior academics in their secure tenured positions – knew what they had been talking about: and just required the acceptance of this knowledge before allowing junior staff to ‘assist’, carrying the briefcase had been the first step towards carrying the same knowledge, already then making it extremely difficult for new ideas to enter before receiving the authoritative blessing …

* though not everybody, at least many could rely on a safety net: from cradle to grave – the price had been for many in the extreme cases to get to work as soon as they had been able to walk, and ideally to walk themselves from the factory gate across the street to the graveyard; and the price had been that even this did not apply to those who had been forced to stand outside of the system, in another country for example; or having a radically different worldview …

* though social rights had been defined and calculable, they had been so by way of an extremely tight bureaucratic structure.

Coming to the wrong claim, it is about re-establishing the old privileges of the middle class. One may say there is not so much wrong with this – but such claim can only be maintained as long as this middle class actually has exactly this consciousness: being mediocre in a positive way: being one of the pillars on which society rests, the other and major pillar being the working class. Now the working class had been redefined, being (=made feeling to be) middle-class; and the middle-class having been ‘promoted’, granted the status of excellence as matter of superiority, and entering a special form of suicide: life is not happening where it is properly located in every day as

people’s interrelated productive and reproductive relationships.

It is reduced on the little apostrophe of the economic process that had been outlined earlier:

M-C-M’

And it translates ideally into the formula

10 uv – 220 ev

The figures 10 and 220 are randomly chosen; important is that in any case such difference of (in this case then) 210 is a solid foundation for the different crises: financial crisis, banking crisis, housing crisis, budget crisis …; but also more fundamental occurrences as the frequently reoccurring anomie; the environmental threats; the renewed search for meaning and research around issues as quality of life, social quality etc.

*****

Sure, one can take it as comfort: our parents and their parents … – they complained all about these and similar issue; and our children repeat this pattern very much. But one may also take it as frightening development: where change should be about improvement, it is actually about something else: growing inequality, not rooted in injustice of the redistribution. Instead it is rooted in the fundamentally ‘wrong’ distributive function of the productive system itself, showing the need to look at social policy not in terms distribution but by way of analysing  the mode of production

*****

Il tutto andò in scena la prima volta il 20 febbraio 1877: senza successo.

We find these words in Fedele D’Amico’s comment L’Eleganza di un Sentimento, looking at Pëtr Il’ič Čajkovskij’s Il Lago dei Cigni. And there are so many ‘failures’. Sure, disappointments for many of those who had been involved. But isn’t especially Swan Lake a piece that shows in a unique form the emergence of excellence out of the collusion of individuality and collectivity? I suppose this is the actual excellence: collectivity in a true sense emerging from a respectful dealing with each other, accepting and valuing non-excellence of all as building block of the overall excellence. We see it throughout history – looking at what happened on the stage, yes, we know it latest from Shakespeare, hearing Jacques in As You Like speaking

All the world’s a stage,
And all the men and women merely players;
They have their exits and their entrances,
And one man in his time plays many parts,
His acts being seven ages. At first, the infant,
Mewling and puking in the nurse’s arms.
Then the whining schoolboy, with his satchel
And shining morning face, creeping like snail
Unwillingly to school. And then the lover,
Sighing like furnace, with a woeful ballad
Made to his mistress’ eyebrow. Then a soldier,
Full of strange oaths and bearded like the pard,
Jealous in honour, sudden and quick in quarrel,
Seeking the bubble reputation
Even in the canon’s mouth. And then the justice,
In fair round belly with good capon lined,
With eyes severe and beard of formal cut,
Full of wise saws and modern instances;
And so he plays his part. The sixth age shifts
Into the lean and slippered pantaloon
With spectacles on nose and pouch on side;
His youthful hose, well saved, a world too wide
For his shrunk shank, and his big manly voice,
Turning again toward childish treble, pipes
And whistles in his sound. Last scene of all,
That ends this strange eventful history,
Is second childishness and mere oblivion,
Sans teeth, sans eyes, sans taste, sans everything.[24]

– and it may cum grano salis also be true for humanity and the rise and fall of societies. And in some respect here in Italy, in particular in Rome, we are perfect in ‘staging’: the way people look, one is wondering …: declaring love; showing high rank; acknowledging authority, being welcoming and hospitable, being extremely submissive (well, this latter rarely occurs as a point in question). …

And importantly we have all the history at the tiptoe – kick a stone, and you kick 2,000 years.[25] A day after enjoying Pëtr Il’ič Čajkovskij’s Il Lago dei Cigni I move just around the corner, down the Via Appia – drive for perhaps 20 minutes from the city centre and face the little chapel: Santa Maria in Palmis

where the question had been posed

Domine quo vadis?

Well, quo vadis? Or better: Where do we go?

Do we move towards excellence? Or do we simply move towards the exaltation by exponential growth of comedy: commodities and the ultimate commodity that claims to represent generic value: money? The rapture of self-rape in consumerism? The new Divine Comedy – perhaps more like that reflected by Dalí in his illustrations.

Money is not really the question I guess. The question has to be concerned with the rules which are not ‘rules’ but commonalities emerging from the common action and activities and practice.

Catch 22 – actually I did not like the book (perhaps just because of the truth it brings merciless to the fore) – and I am sure that I definitely do not like this catch 22 as principle of life: We all want to be individuals and we can be so (and being individual has only meaning) if we follow the rules, beginning with language, passing state bureaucracy, walking across the exchange market of the economy and then standing in front of somebody: Ciao Bella (certo, anche: Ciao Bello or the Bravo, getting a bit annoying at this stage when hearing it where it should be Brava …) – just the melody of the words which do not mean anything which means they can mean everything, the look at you or the way you look, through the fashionable (designer?) glasses in your fashionable (designer?) clothes, leaning against the fashionable Vespa (which in Holland would be the Sparta-bike [not sure, this had been at least the brand of really fantastic bikes …] …., and you look at you and yours (colleagues, friends …), seeing that you are the only one[s] – not seeing that all these designer rules and designer things and designer relations (one of the recent inventions is governance and the inclusion of all stakeholders, being made responsible for the imposed rubbish we have to produce) are multiplied and mass products. And you have to strive for more individuality, exponentially growing, and making you forget the question. – Of course, having said this, I may have to add – just to avoid misunderstandings: the Italian bella and bello are not akin to the Latin bellum, there we talk about guerra; and it may be left to the reader to contemplate about possible new forms of guerra civile.

*****

Quo vaids? It had been already the wrong question. It should have been about the way that has to be carved in togetherness. And consequently the answer had been misleading. Let us briefly recall:

Saint Peter asked

Domine quo vadis

And the answer had been

Eo Romam iterum crucifix

The question should not have been about the lord going anywhere, but about where do WE go – collectively and aiming on maintaining gained collectivity. And the answer should not have been about standing against the rules and accepting crucification as punishment, but about dealing with the existing rules and developing from there true sovereignty … – true excellence of looking for ways to move further instead of confirming status.

– And of course, there is a paradox again: looking for the we, frequently requires to stand against the we: those who claim being divine individuals.

– And of course it is the attraction of exploring the underlying rules – with all the breaking of rules. (It may be that only the language of a country that is so much obsessed by rules as Germany can come up with the specific ‘beauty’ of the terminological monstrosity Regelverletzung – breaking of rules, not accepting that breaking the rule is part of the rule (well, surely Max Weber knew). Actually the real beauty is indeed the beauty of daily life, the magnificence of the ordinary, often hidden by being obsessed by the exotic which is not anything else like allowing us to see the beauty of the swans in their interplay – knowing too well where they go.

I think therefore I only recognise that I ceased to exist: to some extent discharged from the social, as far as the social discharged itself into the realm of the vicious circle of M-C-M’: the permanent resolution of self-reflexive dissolution in which excellence lost its ground.

As much as

[t]he worker therefore only feels himself outside his work, and in his work feels outside himself[26]

we move at least on and the modern (wo)man therefore only feels social outside of his/her relationships, and feels social when s/he is cocooned in private.

Somewhat ridiculous, isn’t it? Somewhat reminding of the Roman god of return. His name? Rediculus. May be a hint: the widely spread illusion that repetition of mistakes, hoping that by this wrongdoings, lies, misjudgements will turn to their opposite.

*****

One thing remains at the end:

Nanos gigantum humeris insidentes – Dwarfs standing on the shoulders of giants

So we all have surely pay due respect – and the best way of doing so is being honest. And the opposite of this is to claim that our wider view is our own, possibly personal merit. And even worse is to overlook the haze of the height that requires special spectacles, not least those that allow accepting danger and failure. Otherwise seemingly small missteps of today may end up in getting in caught in glacial ice tomorrow.


[1]            John Maynard Keynes, passim

[2]            The mental escape is to think it as ‘part of my own existence’, which is objectified, thus allowing me to say ‘I personally would not do this or that; but I am bound to the rules that define my existence.’

[3]            Some may remember this – and perhaps it is even today still something and somewhere the case (left this business for a long time): if I remember correctly it had been the end of the 1970s/early 1980s when truck-drivers had been granted this status: king of the road. We got ‘our own truck’, not by way of property rights but as ‘personalised’ vehicles; we proudly have had a ‘name tag’ fixed to our ‘royal carriage’

[4]            Mind: classical economics frequently escapes reality by using mathematical formulas; this does not allow the argumentum e contrario. In other words, some formulas should be strictly taken as reformulation of reality.

[5]            in the following uv standing for use value and ev for exchange value

[6]           Marx, Karl, 1894: Capital, Volume III [German first edition 1894]; in: Karl Marx. Frederick Engels. Collected Works. Volume 37; London: Lawrence & Wishart, 1998: 804

[7]            ibid.

[8]            ibid.

[9]            From a personal communication with John Bellamy Foster in 2013

[10]            Of course, nobody is personally liableL

[11]            Boccara, 2002 Une sécurité d’emploi ou de formation. Pour une construction révolutionnaire de dépassement contre le chômage. Pantin : ESPERE et Le Temps Des CeRISES ; Septembre 2002: 24 f.

[12]            Moore, Suzanne, 28/08/2013: The death of the middle class will undermine our democracy; in: the Guardian http://www.theguardian.com/commentisfree/2013/aug/28/death-middle-class-undermine-democracy

[13]            such as states, associations, business corporations, foundations (ibid.)

[14]            Weber, Max: (1921): Economy and Society. An Outline of Interpretive Sociology; Edited by Guether Roth and Claus Wittich; Berkley et altera: University of California Press; 1978; vol 1: 13

[15]            Schumpeter, Joseph, 1909: On the Concept of Social Value; in: The Quarterly Journal of Economics; Oxford University Press; Vol. 23, No. 2: 213-232; here: 225

Stable URL: http://www.jstor.org/stable/1882798 .

[16]            231 f.

[17]            Schumpeter suggests seemingly a variation of this, talking about ‘production, distribution and exchange’ and refers to their classification by ‘many writers’ as ‘social processes’, interestingly not mentioning consumption as Marx does (s. ibid.: 217).

[18]           ibid., 215

[19]            see for instance the differentiation of conditional, constitutional and normative factors and their interplay as suggested by the social quality theory.

[20]            van der Maesen, Laurent J.G./Walker, Alan, 2012: Social Quality and Sustainability; in: Van der Maesen, Laurent J.G./Walker, Alan (eds.): Social Quality. From Theory to Indicators: Basingstoke: Palgrave Macmillan; 250-274; here: 260

[21]            Keynes, John Maynard, 1923: A Tract on Monetary Reform; London et altera: MacMillan, reprinted 1924: 80

[22]            see Marcuse, Herbert, 1966: Der Mensch in einer sozialisierten Welt. Aufnahme: 03.10.1966, BR Technik: Schmitt Laufzeit: 47:13; CD 2: track 1: 2.45 min; from: Der Mensch in einer sozialisierten Welt. Originalvorträge von Herbert Marcuse. Autor: Herbert Marcuse. Sprecher: Herbert Marcuse. Aus der Reihe: O-Ton-Wissenschaft. Thema: Soziologie, Wissenschaft. 4 CDs – ca. 200 Minuten: CD 2: track 1: 2.45 min

[23]            Marx, Karl, 1844: [Economic and Philosophic Manuscripts of 1844]; in: Karl Marx. Frederick Engels. Collected Works. Volume 3; London: Lawrence&Wishart, 1975: 229-346.: 274

[24]            Shakespeare: As You Like It, 2. 7. 139-167; http://internetshakespeare.uvic.ca/Library/SLT/life/lifesubj+1.html

[25]            well, these are actually the words used by a Chinese friend, talking about China 😉 – sure, there is the urgent need to overcome Eurocentricsm

[26]            Marx, Karl, 1844: [Economic and Philosophic Manuscripts of 1844]; in: Karl Marx. Frederick Engels. Collected Works. Volume 3; London: Lawrence&Wishart, 1975: 229-346.: 274

Address to the conference CONTEMPORARY RESEARCH TRENDS OF YOUNG SCIENTISTS – POZNAN, OCTOBER 24TH, 2013

Having been invited to be member of the Scientific Committee of this conference had been a special honour for me for several reasons – one being that I could maintain and extend good contacts to Poland, continuing an experiences which had always been very enriching and also pleasant for me. And saying “good” contacts is not least a matter of having been able to attend several conferences and workshops – this and the collaboration with various colleagues brings me to two points that guide this short address to you as participants.

* The contacts and experiences, which had been academically and politically reflecting a wide range of different positions, had been for me very encouraging. In some respect these experiences had been opposing a mainstream trend in (social) science that we may identify as extrinsic motivation: positions and reputation, guidance by peer-reviews instead of open discourse, structured by administrative requirements and funding opportunities instead of fostering open processes. All such criteria that are extern and alien to the actual matter of research are part of a scale that may be seen as suicide of science – with this wording I allude to an excellent study undertaken by Carin Holmquist and Elisabeth Sundin (see Holmquist, Carin/Sundin, Elisabeth (2010) ‘The suicide of the social sciences: causes and effects’, Innovation: The European Journal of Social Science Research, 23: 1, 13 — 23; DOI: 10.1080/13511611003791141).

* Nevertheless we have to face of course a common challenge: an entirely self-referential system is equally dangerous – and we know too well from the early periods of social science that these systems had been disjoined: academia as a world that had been sealed off in an ivory tower, careers depending to a large extent on patronage.

Actually many of the current processes and structures – peer-reviewing, administrative and managerial control etc. can be seen as reply on these self-referential systems, and paradoxically establishing similarly estranged patterns of encapsulation.

Indeed it is highly problematic if we see academic work being undertaken without any responsibility in terms of external standards.

Of course, we are entering here a complex field – and we have to be careful with any one-sided explanation and critique. I want to take up on just one aspect – a general one that is concerned with the economic setting within which we are working as researchers and also as teachers. And I do not want to take up the surely important aspect of ‘commodification’ of science and academic work and its subordination under the requirement of immediate profitability. A issue that is more fundamental is the general concern with the mode of production – in a less ambitious formulation the concern with the question: What is actually the reasoning that is guiding our economic activities and thinking? Again and in its own terms a complex field that had been employing the thinking of the three adversaries that are also determining contemporary debates in alphabetical order: Keynes, Marx and Mills.

Keynes talked about reaching a level of saturation with material goods that would allow us to concentrate again on those issues that are of real importance:

The day is not far off when the economic problem will take the back seat where it belongs, and the arena of the heart and the head will be occupied or reoccupied, by our real problems / the problems of life and of human relations, of creation and behavior and religion. (http://thinkexist.com/quotes/john_maynard_keynes/ – 17/06/2013)

Marx highlighted that we move towards a mode of production that allows working in a completely different way. In the German Ideology we read:

In communist society, where nobody has one exclusive sphere of
activity but each can become accomplished in any branch he wishes, society regulates the general production and thus makes it possible for me to do one thing today and another tomorrow, to hunt in the morning, fish in the afternoon, rear cattle in the evening, criticize after dinner, just as I have a mind, without ever becoming hunter, fisherman, shepherd or critic.

(Marx, Karl/Engels, Frederick, 1845-46: The German Ideology. Critique of modern German Philosophy According to its Representatives Feuerbach, Ba. Bauer and Stirner, and of German Socialism According to its Various Prophets; in: Karl Marx/Frederick Engels. Collected Works. Volume 5. Marx and Engels: 1845-47; London: Lawrence& Wishart, 1976: passim)

And in the Critique of the Gotha Programme we read that distribution is guided by needs.

Mills finally talks about the developed society as ‘static society’, not geared to growth as ultimate aim.

There is one important aspect, though coming from different perspectives, underlying all three paradigms – and this could also be seen as something important as guideline and challenge for academic work: We can summarise it by saying that we are dealing with complex soci(et)al practice. This practice in its complexity has to be motive, the foundation from which we start and at the very same time its ultimate goal.

Importantly we all, if we are working in social science or any field of science in the strict sense of English language have to think about this question – what the social and its practice is about.

I cannot present this in detail – but I want to point out one direction that I think is highly valuable in this respect and that employs much of my work: the theory of social quality. It is an approach that systematically develops an understanding of what the social, understood as noun, is about. The understanding is guided by three dimensions: conditional, constitutional and normative factors. Me may translate and say: it is a matter of considering the conditions which we find and have to develop, constituting through our practice the processes that these conditions become real and considering the meaning and impact this practice has for others and our environment – and of course with this we are back to the conditions that are not once and forever given but shaped by our own practice.

With this I want to close my remarks by quoting Boaventura de Sousa Santos

It is important not to reduce realism on what exists. Doing so we would only justify the existing, not withstanding how injustice and suppressing it may be.

(Sousa Santos, Boaventura de, 1997: Hacia una concepción multicultural de los derechos humanos: 15; http://democraciayterritorio.wordpress.com/2008/08/09/hacia-una-concepcion-multicultural-de-los-derechos-humanos/ – 06/10/13)

World Systems Theory and Theory of Social Quality as Proposal for a Methodology for Rethinking a World in Crisis and Transformation

 

(Prelimanry version – an updated version will be published in due time as working paper at http://www.wvfs.at)

World Systems Theory and Theory of Social Quality as Proposal for a Methodology for Rethinking a World in Crisis and Transformation1

Abstract

Two fundamental problems are standing at the outset of my considerations:

  • The current crisis is often seen as the deepest, longest lasting, fundamental etc.; however: it is not clearly spelt out that we are dealing with a truly systematic crisis.

comme une crise du système économique et également du système anthroponomique, c’est-à-dire du système qui concerne toute la vie humaine en dehors de l’économie, avec ses quatre moments : le parental, le travail, le politique et l’informationnel (la connaissance, la culture). (Ivorra, Pierre, 2013: Crise de civilisation, crise de 2008-2010 et solutions systémiques; in: Économie&Politique. Revue marxiste d’économie; 708-709, Juillet-Août 2013; 39-39; here: 39; see also Boccara, Paul, 2010: La crise systémique : une crise de civilisation. Ses perspectives pour avancer vers une nouvelle civilisation, note de la Fondation Gabriel Péri)

  • Globalisation is a nearly permanent point of reference in contemporary debates, however it is not clearly spelled out as something that is characterised by two very different dimensions which are actually to some extent contradicting each other: the one can be captured by an increasing density of relations between nation states and regions – the character of these may be very different; the other is a matter of the factually increased relational interdependence – and factual also means that the knowledge of this relational interdependence becomes a material force very much like theory that captures the masses.

The challenge is to find a proper analytical framework that allows taking both, the systemic character of the crisis and the globalisation of the current challenges in the second understanding of globalisation serious. Bringing World Systems Theory and Social Quality Theory together, provides a promising framework for finding an answer to present challenges.

****

Looking at the current crisis in the said understanding of globalisation, it is quickly getting obvious that highlighting its global character is not least characterised by the fact that there is no escape possible: where previously economic development and crisis had been characterised by apparent opportunities to ‘externalise’ unwanted moments in space and/or time, this is not possible anymore. Though there may be in some respect still escapes, this is more the exception than the rule. However, the reception of the crisis remains caught in national thinking – we may speak of methodological nationalism in the sense Maurice Roche coined the term, contending that analysis and politics

are designed on a basis which appears to take the nation state, its sovereignty and the powers of its government utterly for granted.
(Roche, Maurice, 1992: Rethinking Citizenship: Welfare, Ideology, and Change in Modern Society; Polity: 184 f.; quoted in Gore, Charles, 1996: Methodological Nationalism and the Misunderstanding of East Asian Industrialisation; in: European Journal of Development Research; 8, 77-122 [1 June 1996]: 80 doi: 10.1080/09578819608426654)

Gore himself goes further, pointing out

Explanations which are methodologically nationalist try to explain economic and social trends in countries, basically reference to facts about the countries themselves. The focal object of understanding is often described as the economic or social ‘performance’ of a country, usually in comparison with other countries. Specific performances are typically ‘explained’ by dividing causal factors into ‘internal’ and ‘external’ factors, and then attributing what is happening in a single country or set of countries within a region of the world … mainly to internal factors.
(Gore, op.cit.: 80 f.)

This is a rather fundamental moment that is in some way reaching further than aggressive nationalism and its internationalisation as imperialism. It is accepting theoretically and in ultimate terms of policy-making nationality as last reason. Such approach of methodological nationalism actually reduces all debates on globalisation on a line of international relationships, not allowing a cosmopolitical stance. This contradicts in a fundamental way the developmental stage of the means of production. It means also that it takes a wrong emphasis on political processes and structures, neglecting the fundamental issue of political economy. The nation state had been seedbed and result of the emergence of capitalism. With capitalism reaching obviously its structural limits, we have to open the view also in terms of the framework of regulation – and we all know that this is already in different ways taking part: World Bank, IMF, UN etc. are just few examples – showing the general need and also the limitations arising in the current situation.

Moving this argument further we face in very general terms following, in part contradicting, patterns.

(i) Local reference of production (with its four elements: manufacturing, consumption, distribution and exchange) does not play decisive role. Importantly this includes the increasing relevance of locality: the number of small traders, local consumption is growing hand in hand with the number and spread of large corporations.

(ii) Based on different mechanisms, we find in terms of the mode of production developments pointing in opposite directions: large scale, automated production is standing side by side with an again increasing small-scale, craftsmanship guided work.

(iii) Notwithstanding the fact of global dominance of the capitalist mode of production, we see that the always prevailing non-capitalist elements are currently regaining relevance also in quantitative terms:

  • the increasing meaning of work disfavouring labour
  • increasing meaning of direct exchange and even of use-value exchange, not replacing market-mediated forms but complementing them in certain areas that go beyond the “neighbourly help” that is already well known as epiphenomenon of capitalism
  • increasing meaning of ‘direct provisions’ both as direct provision of statutory services and as ‘charitable welfare’
  • also in the political sphere we find increasingly signs of a shift beyond the patterns of democratic-national policy production; this is not primarily about the increasing meaning of supra- and international bodies – more important is the loss of demos as at least formally acknowledged point of reference and actor.[2]

(iv) With this we find another contradictory pattern, namely the fact that on the one hand globally economics takes completely over, penetrating all pores of life, however meaning at the same time that any development, and with this any crisis, is also a systemic crisis, already defined as

une crise du système économique et également du système anthroponomique, c’est-à-dire du système qui concerne toute la vie humaine en dehors de l’économie, avec ses quatre moments : le parental, le travail, le politique et l’informationnel (la connaissance, la culture).
(Ivorra, Pierre, 2013: Crise de civilisation, crise de 2008-2010 et solutions systémiques; in: Économie&Politique. Revue marxiste d’économie; 708-709, Juillet-Août 2013; 39-39; here: 39; see also Boccara, Paul, 2010: La crise systémique : une crise de civilisation. Ses perspectives pour avancer vers une nouvelle civilisation, note de la Fondation Gabriel Péri)

****

Not only the crisis points on instability – perhaps even more a proof of systemic instability is the persistence of systemic alternatives. Admittedly, the ‘great revolution’ has been lost – it is not the occasion to fully discuss the details. A short note, however, is required: In my understanding one of the major problems has not been a ‘political failure’; nor do we have to blame primarily the ‘economic strength of the West’. Instead I think we have to investigate that this search for alternatives had not been extended on the entire and complex mode of production with all the different aspects of manufacturing, consumption, distribution and exchange as relationship of elementary forms of society building.

This brings me to the two main analytical dimensions that I want to suggest for both, analysis and developing a perspective for future politics and policies.

World Systems Theory

The positive side of World Systems Theory is that it provides a framework that allows thorough consideration of the complexity of relationships between states and regions, considering these not least as power relationships going far beyond recently increased and accelerated ‘trade relations’. And of utmost importance is the fact that World Systems Theory draws our attention to hegemonic relations: capitalism as dominant system, though structuring dominance, ruling and governance in highly complex and differentiated ways. Important is not least the fact that hegemony also means the differentiated involvement of those who are object of processes of ruling into the systems of ruling (governance).

Though the debates on this are in detail varied, it may be said that the differentiated view on the actual mode of production in a complex way – going beyond a rough formative perspective – remained limited. We may speak of ‘methodological capitalism’, not sufficiently allowing the view on a world systems in which capitalism does not exist or is not dominant. Even the link between hegemonic centres and subordinated periphery is not sufficiently analysed by way of thoroughly considering differences in the modes of production. The present proposal – still only a rough outline – emphasises that any mode of production is in actual fact a composition of different moments. Broadly we may say one dimension consists of the four elementary forms of production, namely production (A), consumption (B), distribution (C) and exchange (D).

The other dimension is based on the contradictory moments pointed out earlier. It is schematised in the conceptual form of considering spatiality and time-comprehensiveness of production (1), economies of scale (2), value dimension of production [priority of use or exchange value] (3) and (4) political-economic governance.

Lacking a better term, I propose to classify each of them by their ‘degree of modernity’.[3] This translates into the following meanings of ‘developed stages’

(1) national boundary, oriented on competitiveness

(2) large scale, ‘industrial’ production

(3) dominance of exchange value, disfavouring use value

(4) rational and bureaucratic rule of law.

Now we have to consider a further step, namely the application of these dimensions on two levels, namely the national (or possibly regional) level (I) and the international level (ii).

Bringing this together, allows us presenting the following scheme.

 

1

2

3

4

A

               

B

               

C

               

D

               
 

I

II

I

II

I

II

I

II

Matrix 1: Analytical Scheme for Assessing Countries

This may be also seen as foundation for an empirical analysis of a global order, classifying the dependencies. It would be calculated a weighed index that comprises the different countries and regions on the basis of their share in performance values. However, importantly we have to recognise that the valuation and weighing has two dimensions: the one is the simple calculation of relevant values; more difficult is however determining the qualitative aspect. This is actually of crucial meaning at this historical stage. In a nutshell: we see that many of the standards are breaking away and the hegemonic claims cannot be made on the same foundations which had been unquestioned for a long time: growth of GDP as standard measuring wealth, economies of scale, locality and identity … – these are just few examples marking shifts on the scale of valuation of the foundation of hegemonic claims.

Social Quality Theory

This leads directly to the argument that social quality is actually not just an attractive paradigm. Instead we find here a proposal that is geared towards rethinking a world in crisis and transformation.

We may say that World Systems Theory is in some way only a formal framework, considering an important and even central aspect of societal constitution of which Frederick Engels said that

[a]ccording to the materialist conception, the determining factor in history is, in the last resort,, the production and reproduction of immediate life. But this itself is again of a twofold character. On the one hand, the production of the means of subsistence, of food, clothing and shelter and the implements required for this; on the other, the production of human beings themselves, the propagation of the species. The social institutions under which men of a definite historical epoch and of a definitive country live are determined by both kinds of production: by the stage of development of labour, on the one hand, and of the family on the other.
(Engels, Frederick, 1884: The Origin of the Family, Private Property and the State [in the light of the researches by Lewis H. Morgan]; in: Karl Marx. Frederick Engels. Collected Works. Volume 26. Engels: 1882-1889; London: Laurence&Wishart, 1990: 129-276; here: 131)

However, only recognising the complex points Engels makes, allows us elaborating the substantial side which World Systems Theory falls short to develop. Of course, classical Marxist analysis left a large part of the social dimension outside of its immediate consideration, not least by implicitly developing it implicitly by providing a methodological framework.

  • A shortcoming, however, has to be seen in the fact that the classical Marxist approach had been very much limited by focusing the analysis on the emerging capitalist formation – suggesting this way a very specific take on social issues.[4]
  • Furthermore, leaving few exceptions aside, the idea of ‘one society’ did actually not exist – instead, class society as divided society had been ‘accepted reference’. ‘Hegemony’, in this respect, had been only spelled out as blunt ruling of market force: oppression, hierarchy, dependency, living at the margins … – all this had been by and large unquestioned and did not need much of justification by pretending harmony. The divided society had been given and it had been suggested as ‘natural order’. As it had been a reinterpretation of the ‘liberal citizen-society’, the revolution of the citoyenitée had been a ‘failed but maintained project’: It had been failed as it did not keep its promises of equality and fraternity; however, it had been maintained by promising ongoing liberty, though reduced on freedom of the agents on the market. In this sense the paradox had been that a highly unequal society that could justifiably claim to be the heir of the anti-feudalist revolution.
  • As much as the ‘project capitalist formation’ had been caught by and limited in the framework of a utilitarian project, the adjunct ‘social project’ had been caught in the same limitation: as the one had been very much guided by methodological nationalism, the other had been very much based in methodological individualism. Both moved in the very same framework. For the social project it meant for instance pedagogisation, psychologisation, ‘securitisation’, and ‘provisionalisation’ (granting of benefits and services) and the like.
  • This meant not least that thinking (about) the social had been limited in the ability to develop a perspective that would be able to transcend presence as time frame and nation state as space. Furthermore, it limited in this way the social perspective as an ‘add-on’, not being able to present a truly genuine understanding of the social.

The social quality theory is an approach that had been developed from the middle of the 1990s in order to argue in favour of a more social Europe. However, being in the beginning very much concerned with a rebuke of ‘economistic over -determination’, it became increasingly clear that the problem is not a supposed dominance of the economic sphere. Instead, the problem had been increasingly getting seen as a lack of the definition of the social – understood as noun. In general, social science refers to the social without even thinking about its underlying substance area – substituting considerations by reference to supposed aggregates (as society, state etc.) or to assumed attributes of values and moral characteristics. Analysing social situations in this light had been usually rather short-sighted, being on the one hand concerned with institutional perspectives of provisions of socio-economic security (pensions, health care, social benefits …), looking on the other hand at ethical and moral dimensions of behaviour. The SQT, however, looks at the social, understood as noun and defined as

an outcome of the interaction between people (constituted as actors) and their constructed and natural environment. Its subject matter refers to people’s interrelated productive and reproductive relationships. In other words, the constitutive interdependency between processes of self-realisation and processes governing the formation of collective identities is a condition for the social and its progress or decline.
(van der Maesen, Laurent J.G./Walker, Alan, 2012: Social Quality and Sustainability; in: Van der Maesen, Laurent J.G./Walker, Alan (eds.): Social Quality. From Theory to Indicators: Basingstoke: Palgrave Macmillan; 250-274; here: 260)

The definition had been developed by applying an iterative approach – which had been originally limited to EUropean member states.[5]

It is based in three sets of factors, namely: conditional factors, constitutional factors and normative factors, defined by four dimensions each. We arrive at an architecture, determining the social and allowing to assess its quality, which is bringing constitutional, conditional and normative factors together (see van der Maesen, Laurent J.G., November 20th, 2012: Working-paper no 9: Elaboration of a Lecture on the Orientation, Strategies and Model (or Experiences) of the City of Hangzhou (Zhejiang province of mainland China),  from a comparative; working papers at http://socialquality.eu/ – 20/09/2013 : 4).

As said, so far the concept had been originally developed in the collaboration of colleagues from EU-member states, and later it had been further discussed with colleagues from different Asian countries (see for the latter http://www.socialquality.net/).

All this is surely still work in progress – the following major challenges can be made out at this stage:

  • to integrate rights-based thinking, and this is also legal paradigms into the theory;
  • probably more urgent point is to develop a clearer economic thinking in this context, i.e. to develop social quality thinking further in connection with political economy;
  • to globalise the approach, i.e. to go beyond its application in different countries and regions and adapt the general scaffold to the conditions en lieu: at the end – and linking to what had been said – we always have been  and are increasingly visibly and palpable for everybody – living in one global world: not “interconnected nation states” but one space, defined by the same conditions, challenges, practices and futures;
  • to ‘communitiaraise’ the approach by looking at concrete ways in which people accommodate their lives in the given circumstances.

Social quality in this brief outline will provide a useful guideline and framework for the envisaged research. A clearer understanding requires however to enter a wider array of paradigms that should at least be briefly mentioned as complementing SQT and SQA, allowing at least to arrive at a clearer understanding of the context in which developments of societies, the social and identity stand today. Important is that this approach actually focuses on two ends. On the one side against national or spatial boundaries. This can be summarised by two contentions, presenting the political and the economic perspective. Hans Heinrich Rupp states that

thinking in spational categories is the enemy of all academic legal attempts to conceive of law as a social phenomenon
(Rupp, Hans Heinrich, 1991 : Grundfragen der heutigen Verwaltungsrechtslehre; Tübingen: Mohr Siebeck: 258)

Philip E. Steinberg marks the economic dimension, contending that

the territorial state emerged concurrent with the deterritorialization of political economy and geographical imagination
(Steinberg, Philip E., 2009: Sovereignty, Territory, and the Mapping of Mobility: A View from the Outside; in: Annals of the Association of American Geographers; 99, 3, 467-495: 468).

On the other hand, however, it emphasises the ultimate importance of the community level as place of immediate interaction and with this (re-)production of the social.

****

Now, the optimistic view so far is that we are actually able to refer to a methodological framework – perhaps we may even claim two frameworks: one of methodological mondialism and the other of methodological socialism – allowing us to analyse the current situation fairly well. And it is also a framework that is actually relatively open to different ideological approaches. Relatively means it takes openly position towards the political goal of a world society that provides equal opportunities for all – a formula that brings together the three sets of factors; but within this broad remit it recognises accepting different traditions, different structural patterns and set-ups and different concrete political processes coming to the fore as strategic perspectives.

The, for me, most important point is that we reached a historical turning point that bears some similarities with the situation to which Karl Marx referred, claiming that

[a]t a certain stage of development it brings forth the material agencies for its own dissolution. From that moment new forces and new passions spring up in the bosom of society; but the old social organisation fetters them and keeps them down.
(Marx, Karl, 1867: Capital Vol. I; in: Karl Marx. Frederick Engels. Collected Works; Volume 35; London: Lawrence&Wishart, 1996: 749)

Seemingly – at first glance – this contests both, many aims we had been striving for and many achievements reached during the historical development of the last 150 plus years: social insurance, social benefits, even human rights in the understanding of mainstream interpretations. This mans, however, only to recognise fully the historical character of society and the social.

I have to limit myself to highlighting few fields that I see as being of utmost importance under the heading of the search for international humanitarian law.

  1. We actually have to go beyond the search for humanitarian law, and reclaim demanding true human rights
  2. We have to develop anti-imperialism by way of moving towards genuine mondialism
  3. We have to search for ways overcoming ‘social provisionalism’ by enabling soci(et)al self-determination
  4. We have to find ways of re-naturalising the mode of production, re-installing it as conscious metabolism.

Ad 1

I suggest that there is a certain shortcoming if we speak of humanitarian law.

  • Though the term humanitarian suggests intuitively an emphasis on relations between human beings, founded in mutual respect (which carries always an egalitarian notion with it), it suggests also a rather ‘soft’ understanding of such respect and egalitarianism. In this respect, reference to human beings has a stronger recognition of respecting human existence in its own value.
  • The important relationality, i.e. complex of relations between human beings – is regained by orienting on rights. With this we are overcoming some structural limitations of law which tends to reduce dealings on formalised relations between individuals.

Such orientation would not least mean to orient strongly on the right to self-determined (re-)production in terms of

  • determining use-values, instead of being determined by exchange values; this includes importantly the recognition of the (re-)production of social relations as productive force;
  • optimising relationships to – or better: the integration into – ‘nature’, i.e. a determined respect of collective rights within a given organic environment; this can be integrated into the proposal made by Durkheim by his analysis of mechanical solidarity.[6]

Taken together, this means that a human rights perspective has to develop towards a 4th generation: The right to collective (re-)productive self-determination, based on environmental integrity.

Ad 2

Seemingly contradicting is the second point, demanding a genuine mondialist perspective. Global competition and the orientation of competitiveness is as much in the way of such strategic as any attempt towards autarkic seclusion. This has especially major implications for international trade and taxation. Point of reference is ultimately a non-anthropocentric, non-present-time orientation. This means to see human existence as part of a much wider spectrum of existence: in question is indeed the universe and the possibility of the universal reproduction on a permanent (sustainable) basis. The rejection of anthropocentrism human existence escapes the equation. In actual fact, human existence enters exactly here the stage by emphasising its existence s complex and concrete relation. Being ‘part of’ nature means that it existence surely takes parts out of nature (pars capere) but it also means that it can only exist within it and by securing its reproduction. Securing these (inter-)dependencies is thus essential.

We are dealing with a specifically defined level of abstraction. On the one hand we are forced to look at a very concrete level of people’s practice as

[r]elations are the most abstract and metaphysical ideas of any which men can have occasion  to form, when they are considered by themselves and separated from the related object.
(Hugh Blair:  Lectures on rhetoric and belles lettres; in:  Birindellei, Massimo (1981): Piazza San PietroRoma/Bari: Editori Laterza: 0)

However, on the other hand we are challenged to accept the concrete not simply as ‘something given’ but as something that is historically created and that can be changed. As Boaventura de Sousa Santos points out

it is important not to reduce realism on what exists. Doing so we would only justify the existing, not withstanding how injustice and suppressing it may be.
(Sousa Santos, Boaventura de, 1997: Hacia una concepción multicultural de los derechos humanos: 15; http://democraciayterritorio.wordpress.com/2008/08/09/hacia-una-concepcion-multicultural-de-los-derechos-humanos/ – 06/10/13)

Ad 3

With this we arrive at a third point. Without tracing the line of historical development thoroughly back we can say that we reached a new stage on which human practice is divided in the following ways:

  • One dividing line is going right through practice itself and defines economic activities as separate from the entirety of human practice. In the extreme we find it reflected in Marx’ formulation on alienation, pointing on

the fact that labor is external to the worker, i.e., it does not belong to his intrinsic nature; that in his work, therefore, he does not affirm himself but denies himself, does not feel content but unhappy, does not develop freely his physical and mental energy but mortifies his body and ruins his mind. The worker therefore only feels himself outside his work, and in his work feels outside himself. He feels at home when he is not working, and when he is working he does not feel at home.
(Marx, Karl, 1844: Economic and Philosophical Manuscripts; in: Karl Marx Frederick Engels. Collected Works Volume 3: Marx and Engels 1843-1844; London: Laurence&Wishart, 1975: 229-346; here: 274)

  • Second, this establishes a central dividing line, juxtaposing in opposition human existence and human beings on the one hand and nature on the other hand. This is not about the freedom gained by knowing the laws of nature but it is about knowing the laws of nature in order to subordinate nature itself under humankind.
  • With this we find as third dividing line the one between past, present and future. This is not as such a problem – the problem only begins where the need of continuity – as matter of working within the historical process – is denied and a loan is taken on the future without including considerations into the present practice about how to pay this loan back.
  • A fourth dividing line – to some extent bringing different lines together – concerns the regionally unequal distribution: though soci(et)al (re-)production is and will – objectively – always be a holistic process, it is artificially divided n respect of space and time: we borrow from other countries and from the future without considering the effects. And this means of course that some countries are lenders. And some countries are donors. Now, important is terminological clarity. Though the rich countries may be indeed seen as donor countries in terms of money, they are actually only doing so by way of paying a kind of interest for the goods and services they receive. We can express this also in economic terms: parallel to constant capital, replacing variable capital we find here finance capital replacing real capital. Fact is, however, that the replacement of variable capital by constant capital (‘rationalisation’) can be structurally viable, the replacement of real capital by finance capital cannot. Actually this form of replacement (‘f by r’) is the attempt to maintain capitalism as ‘virtual project’.
  • This is manifested in a fifth dividing line, actually a bundle of lines as between rural and urban areas, between the commodity producing Global South and the commodity consuming Global North, but increasingly between the global rich and the global poor.[7]

Of course, of crucial importance is with all this the matter class division, which finds then also its prolongation and extension as part and parcel of the other divisions.

In actual fact, we are dealing with complex and interwoven processes of division: borrowing from the future and borrowing from other regions and borrowing from other classes and borrowing from nature are possibly temporarily advantageous. However, in the medium and especially long run such borrowing is not viable. Moreover, in the short and medium run it means facing an increasing limitation of the scope of action as soci(et)al practice is reduced on compensation by provision, not providing space for self-determination. – The debate on so-called developmental aid shows this throughout history again and again – even more: money spent is in multiplied forms flowing back into the so-called donor countries.

To the extent to which the provisions are not part of the production itself, we face multiple dilemmas which can be summarised by saying that systems loose the capacities to reproduce themselves – this can be seen in the ‘bubble-economies’, demographic ‘imbalances’, environmental hazards, the fact that formal norms are overgrowing substantial rules, and not least the fact that ‘productive’ potentials are disregarded as they are not taking the commodity form. Many other features could be mentioned.

Demanding overcoming ‘social-provisionalism’, i.e. mechanisms of correcting soci(et)al ills by ex-post provisions, then means in simple terms moving towards a (re-)convergence of the various

  • technical
  • social
  • temporal and
  • spatial

moments of (re-)production.

In actual fact we are another time returning to the importance of regional cultures of self-determined production.

Ad 4

Al this means in particular the re-establishment of the true metabolism that is entailed in production proper. The most-far reaching separation characterising the development of the productive forces is actually the one that is concerned with tendency of overcoming the dependency of or at least stretching the distance between human kind and nature. It is not about rejecting rationalisation and a rebuke of technical progress. However, it is about rejecting a dominance of technisation that leads to a stage where we are producing without knowing the reason behind it.

I want to conclude with a remark taken from speech given by Ernesto Che Guervara, addressing his co-workers at the ministry of industry in 1961, facing new challenges:

We can all contribute with our own efforts, everybody with his/her own view which may very different; and based on his/her own convictions which may also be very different, but always aiming on contributing in the vital work – leaving the figures behind, as far as this is possible, interpreting the reality as it really is. That does not mean to return to the short-sighted practicism of the first days but we have to find a point of reference to combine the two essential things in an optimal way: namely on the one hand the practical and immediate knowledge, the reality and communication amongst us and on the other side the large abstract effort which is necessary to fulfil our tasks.
(Che Guevara, Ernesto,  October 6th, 1961: Gibt es ein Recht auf Verschwendung; in: Che Guevara, Ernesto: Der Neue Mensch. Entwürfe für das Leben in der Zukunft. Selected, interpreted and introduced by Horst-Eckart Gross; Dortmund: Weltkreis: 1984: 61-80; here: 63)


[1]            Preparations for a presentation for the workshop on Strategic Studies: Rethinking a World in Crisis and Transformation held by the Centro de Investigaciones de Política Internacional, Havana, October 2013

[2]            This is in actual facto a far-reaching statement, suggesting policy making as process of production that follows similar patterns as capitalist commodity production.

[3]            ‘Modernity’ in the present understanding is by no means understood as simply a progressive and positive pattern or stage of development. Instead, here it is simply a ‘descriptive’ means, capturing the pattern of societal organisation that developed with the contradictions as result of the bourgeois revolution and Western-style enlightenment.

[4]            Given by the need of thinking about issues concerned with securing matters of mere existence.

[5]            Due to the origin of the work and the availability of funding

[6]            In this light the term ‘organic’ environment refers very much to the biological understanding of nature etc.

[7]            Expressing the fact that there is an increasing wealth in so-called developing countries and the emergence of “pockets” of poverty, precarity etc in the so-called developed countries.

Precarity – The General Crisis of Capitalism

Sure, working conditions today cannot be compared with those of the 1800s, but it is surely worthwhile to have a closer look at the overall shift that is going on in our societies. This had been topic of my recent presentation

Precarity – An Issue of Changed Labour Market and Employment Patterns or of Changed Social Security Systems?

during the EuroMemo-meeting in London.

The problem is indeed that we are facing a crisis that is going much beyond the economic crisis. It is a systemic crisis in the true meaning – and as such it is also a crisis of and for the ruling class. Coming from here, the question is not primarily one that looks for the relevant actors today. nor is it primarily a matter of simple-to-provide policy recommendations – the latter easily looking at an exit of the crisis instead of being serious about overcoming of permanently reoccurring crises.

We should not forget that capitalism is fundamentally and permanently characterised by unemployment though this takes very different forms, of course. These are not least characterised by cyclical movements.

What is then new about precarity?

We may have a look at the very general pattern of societal development which is characterised by a movement towards inclusion. However, this secular process (inclusion as matter of increasing appropriation of the “external nature” by human being) is going hand in hand with avower-related division.

Moving away from the philosophical perspective and looking at the economic side of it we find an interesting development, now looking only at the development that characterises capitalism/industrialism: a first movement is best characterised as rationalisation: reducing the variable part of capital in favour of the constant part of capital, and namely the part of the fixed capital. With the further development of capitalist production – and that means as well: the further development of the means of production, we find a more or less fundamental change of the process of realisation: as much as financialisation means that part of the capital is realising itself outside (and seemingly independent) of the process of production we see that labour and work are somewhat merging – at least the borders are blurring. In other words: at this stage they are actually not pushed back within the process of realisation by rationalisation. Instead labour is pushed to an area that is outside of the process of realisation. It deserves empirical investigation if this is actually going hand in hand with another change of the structure of capital, namely a decrease of the fixed capital in favour of an increase of the circulating capital – looking at anecdotal evidence the movement is contradicting.

A surely dangerous development as long as the system of gaining and maintaining material resources is still based on the traditional patterns of life-long full-time employment. With relevant policy development s it may also be an opportunity in the course of moving beyond the fetters of the capitalist mode of production. A further question is then in the wider historical perspective if and in which way we can actually refer to a permanently extension of the process of realisation. Putting the question in a different way we reach with the changed mode of production the challenge to turn away from a pattern of exponential growth, moving at least towards considering different perspectives on the objectives of the economy of (global) society (see in this context also Herrmann, Peter, 2013: Methodological considerations for a Theory of Social Policy/Social Policy Research at the Interface of Political Economy and Politics of Social Order: 13f).
Obviously, policy challenges arise for the areas employment, taxation and income, social security and societal policies. And they have to be consider both, system-conform and also system-transcending options.

Related reflections can be found in the working paper here – an earlier version had been replaced.

PRECARITY – AN ISSUE OF CHANGED LABOUR MARKET AND EMPLOYMENT PATTERNS OR OF CHANGED SOCIAL SECURITY SYSTEMS

A new working paper had been published under the heading

PRECARITY – AN ISSUE OF CHANGED LABOUR MARKET AND EMPLOYMENT PATTERNS OR OF CHANGED SOCIAL SECURITY SYSTEMS

Reading the abstract may raise your interest in reading the entire paper, prepared for this years EUROMEMO-workshop in London

The fact of an increasing precarity of employment is widely analysed and discussed although we surely face various different definitional approaches. An important part of the differences in the definitions (as matter of the conceptualisation of precarity as analytical and political issue) is due to not tackling sufficiently consensual the following question: Is precarity a matter of dissolving the standard pattern of entering the social security system (i.e. fundamentally rejecting the right to work) or is it a matter of ‘lacking flexibility’ and even retrenchment of social security systems?

The contribution will, first, discuss some of the conceptual and definitional questions. Second, some broad outline of the situation will be given by empirical statements. A final third section will formulate policy demands in a long- and a short-term perspective.

The presentation is connected with editing a book in this area. The relevant individual countries that will be looked at in the book are Hungary, Italy, and Russia.

Is there a life after? – or: To Cycle or to Scooter, that is the real question

For Marijke

and with special thanks to the library staff at the Rijksmuseum, Amsterdam

It had been some time back – I still stayed in Budapest. To be precise it had been the last day of this years academic stay. There are two ways of appreciating something like that, the one: panicking, thinking about all things that had been not done and still have to be done at some stage. In Ireland it is the pre-Christmas disease, in Italy the pre-holiday disease, both posing the same basic question which reads

Is there a life after?

The other way is more realist, assuming that there definitely is a life after which leaves sufficiently time to look after those things, and suggesting that if there is actually really no life after it doesn’t matter anyway to start working on all the pending things. Carpe diem even if the auto-correct suggested right now carpet diet, which may be giving a hint: stay on the carpet, walk on sound ground where actual life takes place every day.

After having been in Budapest for a substantial time without going to the real place, I chose that as appropriate for the last day, limiting the work dimension for the time being on deciding to which bath I will go. Result: the Széchenyi Gyógyfürdő és Uszoda. It is a reasonably long, but this day pleasant walk: along the Andrássy út, somewhat enjoying the “historical alienation”, imagining the historical contradiction: the aspiring bourgeoisie at the turn of the century, probably crowned by the opening of Budapest’s first line of what would be later the cities metro network; accommodating governments later, those of other countries: embassies and ambassadors, and now hosting remainders of the blaze of glory: the reappearance in the new clothes of the new richesse.

  • The one thing coming to mind are the obvious hegemonies and their change over time – sure, one may add two things. The one is that hegemony is exactly not about the obvious “ruling” and it’s incarnations in somewhat obvious structures. Of course, the standard for understanding hegemony is set by the definition given by Antonio Gramsci, later elaborated by Nicos Poulantzas.
    The other question that may be posed is, if one wants to call it this, a matter of political history – and as such it is a matter of assessing change: What is about the years between 1947 and 1989? Had that been socialism and is socialism – at least for some interim time – the re-construction of overcome patterns with(in) a different context. The phrase of the withering away of the state is rather complex as already the new state would actually not be the same as the old institutional system had been although it appears to maintain the same or at least a very similar institutional framework. We may have to speak of an emerging system that establishes itself only with the intention of giving birth to something else by (not before or after, sic!) self-destruction.
  • The other point is about the hegemonies in daily life – and though it is also a complex issue, one facet is that we are not least asked to look at free spaces.

*****

All the same, talking about governing, governance, hegemony …, we are always confronted with the actual question of self-determination. Leaving brute violence aside, “following something/somebody”, “part-subordinating” is not least about some form of freedom of decision. Now, such freedom can – and in someway is – a matter of …, the matter with which the decision is concerned: the well-known exit-voice-loyalty option suggested by Albert Otto Hirschman. It deserves some special attention that Hirschman’s contribution had been made in particular in the context of firms – such situations can be usually seen as under-complex in their very nature, as they consider the problem Hamlet put forward with his famous question as answered or irrelevant: in any case the being, the existence is taken for granted – and it is simple existence that is seen as relevant.

The question Shakespeare did not look at may actually be only recently – and temporarily – be of particular and peculiar relevance. The question is

to cycle or to scooter.

In this formulation it is of course posed against a special personal background: having lived for short time in Rome – where using the scooter seems to be part of the genetic code – and having spent again some time in Amsterdam – I’m sure that one day a tiny DNS-string will be found determining that people in that place use the bike.

Ops, but that is exactly the point …, and I will come back to it.

Sure, cycling or using the scooter are not the only options, another option is that of swimming, to be more precise: going to a bath. Why do we commonly forget how people live, how they shape, “design” their socio-personal life.

One reason is surely that we are – in daily small talk and scientific political analysis – more interested in differences instead of similarities. And paradoxically this means to look at the uniqueness of political-institutional systems. To the extent to which this is not about the concrete-individual case but the general-abstract, this can be captured by looking at the frameworks, leaving the actual life and living outside of considerations – go to any gallery and you will find so many paintings that are apparently hidden beneath a heavy frame.

And such a heavy frame seems to be at first glance dominant: a most beautiful bath, clear in its overall outline, complex in its internal structure with the various small pools with the different temperatures, shapes etc.; this frame is actually underlined by “something” that appears to be content: guests, bathers. There is obviously a difference between “framing guests” and those that truly belong to the content – and it is exactly this twofold meaning of content: being a matter of substance but at the very same time a matter of being content. You may say: appropriately filling the frame. And anything that really fills a frame must fit into it, must be appropriate by appropriating the available space, i.e. making it its property.

In this light, the bath culture in Hungary is something specific, mediating between different worlds: the world of nature which provided a vast wealth of hot springs; the world of a country that had been shaped by being historically a border country between Orient and Occident; the specific “encapsulation”, typical for a nation without or with limited state due to colonialisation and subordination under foreign – in this case Hapsburgian – rule … . – One could surely go on, looking at the details of a social space in the midst of the old Ottoman Empire which had been dominated by men and masculinity, though it left most decisive niches for women where they could actually hide in some way – also in the bath: talking and negotiating about their own business which included arranging marriages, thus being in a way the core ante-chamber of society building.

And indeed these baths are the places where wars are made and lost and won. Only on few occasions of my visits in one of the baths I did not see people playing chess, very often the board game, but frequently just in a metaphorical way: building governments, based on strategic alliances, elaborating policies and making declarations: never completely moving beyond the walls, but entering the public via a detour as part of the war of manoeuvre. – People who are swimming …, yes, but few and many of them are the tourists, the “framing guests”.

*****

Being that day in the Széchenyi Gyógyfürdő és Uszoda, looking at things to come during the next few days: the short visit in Vienna, interrupting my journey for a business meeting in the Kunsthistorische Museum, then moving home to Rome, the eternal city as they say: permanency of the timelessness. And it is a short thought only: Did Lenin also think about access of all these privileged places for the proverbial cook when he said that every cook should be able to rule the state? Behind all this is finally a question that is easily lost out of sight, that is not even consciously articulated. Aren’t we dealing with the intermeshing and oscillation of different realities? Borders between utility goods and luxury goods are blurring, means of ordinary communication are changing their position in the overall systemic structure, emerging as symbols of governing, oppression, compromise and accommodation; and from there they are returning into daily life: alienated forms of a supposed overcome reality: the

circumstances existing already, given and transmitted from the past. The tradition of all dead generations weighs like a nightmare on the brains of the living

as Marx put it into words in his 18th Brumaire.

Perhaps we may usefully speak of an alienated trickle-down effect: things taken out of their context and simultaneously with this de-contextualisation gaining a new, pacified meaning – and with this, again simultaneously, pacifying meaning.

… It is about the Knot of Governing[1]it is also a matter of artefacts, multiplied and in some form imitated and mass-produced …

Si nous nous concentrons sur la stratégie commerciale, nous comprenons pourquoi les historiens ont normalement associé la question de la production de masse ou sérielle au problème du marché : la plupart de ces production, par leur coût relativement modéré, leur standardisation et leur modularité, s’adresse à des acheteurs anonymes plutôt qu’à des commanditaires. Il est vrai que les études des dernières années invitent à raison à ne pas opposer trop fortement le commanditaire à l’acheteur.[2]

And as such they are gaining access into peoples’ living rooms

Het was een voor Europese begrippen bijzonder fenomeen dat schilderijen in de loop van de zeventiende eeuw een onmisbaar element waren geworden in het interieur van de gegoede burgerij. Men had het voor het kiezen, want het aanbond was zeer divers, zowel als het gaat om kwaliteit als om typen schilderijen. Niet al die kopers waren kenners of fijnproevers met verstand van kunst; schilderijen weden door veel mensen beschouwd als een aardigheidje aan de wand waar weinig woorden aan behoefden te worden vuilgemaakt. Het was vooral de omvang van de vrije markt voor anonieme kopers die toen in Europa uitzonderlijk was.[3]

*****

Looking at the role of women is well worth a side remark.

One prominent and fruitful tendency, which has very much affected the selection of textual sources in this book, has been the growth of interest in types of object traditionally considered as ‘decorative art/. The fifteenth and sixteenth centuries (quattrocento and cinquecento) in Italy saw changes not only in the styles, format sand subjects of what we think of as ‘fine art’, but in the reorganisation of urban environments and of the ecclesiastical and secular buildings. Many such buildings were on a very large scale, ad by the later sixteenth century they came to be filled with a huge number of furnishings and other artefacts, …[4]

And in this context the role of women gained a new place. As pointed out elsewhere:

In historical perspective this meant indeed mass production. Everly S.Welch in her book Art in Renaissance Italy 1350-1500 (Oxford/New York: Oxford University Press, 1997: 75) points out that this had also been an entrance for women into the sphere of this craft: though mainly undertaken by monks, the copying and skilful ‘illustration’ had been also undertaken by women.

Well, actually it is worthwhile to spend more as a side remark on this topic though it is again something that cannot be carried out on this occasion.

*****

Some weeks later, I am going to work – admittedly it is not in any kind usual work: not for most of the people and also not for me. I walk through the revolving entrance door at the Rijksmuseum in Amsterdam. And I walk through the checkpoint

– Hoi, goedemorgen. Hoe gaat het vandaag?.

– Je bent heel vroeg vandaag.

Indeed, I am early. Actually too early for the library where I work these days. So I take a detour, walking up the main staircase, being on my own, turning around the corner, walking thorugh the large hall.

Monumental, indeed: van Rijns Night-Watch. It is just me, standing in front of the painting, I’m the only person in the room,[5] looking in the eye of history, facing this monumental incarnation of the at the time when van Rihjn painted this work, aspiring burgers of the aspiring new trade-nation. Leaving the earlier, Italian, roots of the new capitalist mode aside you may say: I am standing alone in front of this impressive showcase of the early stage of the emerging imperialism: old capitalism, expanding trade, moving towards the new capitalism which later became “pure imperialism” as highest stage of capitalism. And all this in a specific way stablished on the foundation of a capitalist and caitalising agriculture if we can trust J.L. Price.

*****

I remember a much earlier, similar experience: I had been privileged enough to see without anybody else in the room Picasso’s Guernica. An equally impressive peace of art.[6] And it did what probably a good piece of art always should do – and what proves a piece of art being a good one: in some way it draws the viewer into its ban, fascinates him or her simply by its power of expression – be it beauty, aversion, the specific distance it creates from every day’s life by dissociation. But at the same time there is the other side, namely the mobilisation emerging from the energy it entails, thoughts, wishes, dislikes and critiques the painter did not just express but for which s/he used the artefact as mediator.

And as such it is also – being a good work – mediating between times, not obliterating contradictions and dynamics, but making it by subtle, at times barely consciously detectable hints possible for the viewer to retrace the tensions within the Zeitgeist.

On the canvas worked on by van Rijn the glamour of the ancient regime, as lieutenant Willem van Ruytenburch still standing next to the centre, but, though dressed in a golden drapery, already pushed to the side, apparently degraded, a gofer behind the emerging power of the global trade, in personam Fans Bannng Cocq, who took over the lead: on the canvas we see the signs of time: determination, pride, failure, grief – the dynamic of a war-scenery metaphorically showing the real battles going on: with other means, though still about a power game of expansion – if nothing else, the East and West India Trade Companies witnessing the pattern.

And this makes it so important that we are looking at a genuinely dynamic painting. As such it is completely different to the commonly known portraits of the time, depicting people lined up in a seemingly static hierarchy.[7]

Picasso’s manifestation against the war, the accusation of the invader of the small town in the Basque country. But also the expression of those who actually suffered: the victims who are now at the centre. And here we find also the many hints: the lost past, destroyed by the supposed superiority but equally by the lack of their power.

Lost pride – as the ground that had been lost …, Werner Hoffmann says

society, possessed by collective madness, celebrates its suicide.[8]

And he traces it back to Goya:

Physical suffering is one of the great themes of modern painting of modern painting, and I call ‘modern’ the period which starts with Goya. His ‘Tres de Mayo’ is a painted manifesto. Until the 18th century history painting was content to tell the story of dramatic events ….The defeated seem to deserve their fate as in a sporting contest when the stronger will win without the moral complications or frustrations. The suffering of the victim is not a theme in itself.[9]

Still, one can easily agree with Rachel Wischnitzer’s assessment. Though as much I personally read it as antifascist statement, an assertion against fascist violence, there is another dimension to it: the generalised notion of rejecting that ‘suicidal notion’ of modernity and the positive movements. In Wischnitzer’s words:

Picasso does not refer to the Fascists, the Nazis, or to Franco at all. Guernica is concerned only with the situation in the Loyalist camp. France and England keep neutrality, Russia lends support, the survivors express hope and confidence.

That is how Picasso wants to see and present the situation.[10]

If this is correctly reflecting Picasso’s overall line of thought may be left open – it would be speculation. However that it is part of the artists reflection, or a reflection the viewer may feel encouraged to undertake, may duly claim evidence. To point on one issue, we may refer to Gijs van Hensbergen who writes

In Guernica, the raised arm of a woman holding a candle tight in her grip pushes from the right-hand side of the canvas and helps to illuminate the scene. Symbolic of liberty and truth, she enlightens the world while forcing us to survey tragic drama played out in front of our eyes.[11]

May be that this had been the reason that, standing in front of the accusingly monumental painting I felt something keeping my upright, maintaining my strength – a guiding arm, holding a light. Wischnitzer – with reference to Reinhold Hohl, points out that the arm is a kind of ‘reincarnation’ of the arm of Agnolo Bronziono’s Venus, Cupid, Folly, and Timeand looking at that painting from the middle of the 16th century this may well be true.

Most convincing, however, is Hohl’s discovery of the model for the huge arm carrying the lamp in Guernica, in Bronzino’s allegory: Venus, Cupid, Folly and Time, c. 1546 … In Bronzino’s painting Time lifts the curtain with the majestic movement of his powerful, muscular arm. Truth, the figure on the upper left, helps holding up some folds of the drape. The central figures are Venus with Cupid on the left and Deceit (rather than Folly) on the right. Two masks are on the ground on the right.[12]

But times changed – and accepting a coarse simplification it means the allegory ‘Time’ changed and is in Picasso’s piece female. It is time for something that may be called ‘reinvented matriarchy’.

*****

And as much as it is a privilege to be allowed to stand alone in front of any of these paintings, it is an additional privilege having experienced both of them. For me personally there had been years between the two occasions, perhaps decades, and surely a long time of experiences, ventures, own successes and failures, hopes and disappointments. However, it had not been such a long period as it had been for the raise and fall of nations, empires and systems as the two paintings express: in this way two facets of an experience that makes history immediately palpable, appreciable.

And it may be suggested that there had been the from Georg Wilhelm Friedrich Hegel known cunning of reason secretly at play, forecasting the dark side:

At least since the cleaning of the picture in 1946-7, it has been evident that the scene takes place in daylight, with the sun streaming down from the top left. A further cleaning completed in 1980 showed that the tones are predominantly cool. The traditional title The Nightwatch which dates from the late 18th century, is therefore incorrect but it would be absurdly pedantic to suggest changing it now.[13]

– Reviving in my memory the two viewing experiences and combining them, empathising the large lines of historical development: glory and decay, I remember the recent phone conversation, talking to Paul who told me about his new publication – the first volume now in print: It is about the crisis, the systemic crisis, that is not only structural, but goes far beyond, concerning also the civilisation and of politico-environmental perspectives.

– It had been easy to agree on our common interest and work, and though it surely sounds a bit bizarre it is about scooters, bikes and baths.

*****

Later I leave the library, the usual ‘Hoi’ and I go this time through the exhibition halls.

The paintings I see now are very much my own paintings, part of my daily life. And I feel – at least here and now – a little bit like the cook who actually does not need a museum or a bath if governing really means to possess all these artefacts as life’s real facts. …

After having entered earlier that day the library through the backdoor, the servants entrance, and now leaving through the exhibition halls, it is strange to see the people around: standing in front of the paintings staring at the exhibits as they had been earlier standing on the balcony of the reading room, looking at the old books and …, looking at me, so many times I had been the only person sitting there and doing what the name of the room suggests: reading. Sure, at this stage – in my life and the life of our societies it is a privilege being able and taking the liberty to follow the vision, Marx suggested in the German ideology:[14]

… finally, the division of labour offers us the first example of how, as long as man remains in natural society, that is, as long as a cleavage exists between the particular and the common interest, as long, therefore, as activity is not voluntarily, but naturally, divided, man’s own deed becomes an alien power opposed to him, which enslaves him instead of being controlled by him. For as soon as the distribution of labour comes into being, each man has a particular, exclusive sphere of activity, which is forced upon him and from which he cannot escape. He is a hunter, a fisherman, a herdsman, or a critical critic, and must remain so if he does not want to lose his means of livelihood; while in communist society, where nobody has one exclusive sphere of activity but each can become accomplished in any branch he wishes, society regulates the general production and thus makes it possible for me to do one thing today and another tomorrow, to hunt in the morning, fish in the afternoon, rear cattle in the evening, criticise after dinner, just as I have a mind, without ever becoming hunter, fisherman, herdsman or critic. This fixation of social activity, this consolidation of what we ourselves produce into an objective power above us, growing out of our control, thwarting our expectations, bringing to naught our calculations, is one of the chief factors in historical development up till now.

Indeed, as long as such ownership is not given we see waste produced – it is the case when we see the cook who wants and actually needs all this, even if it may well take the form of knickknack, the form of art in its own right. And it surely is a provocation, saying that the educated classes, ownership being reduced on intellectual simulation and understanding, is not really doing much better.[15]

*****

It is time now to keep the promise. Above I stated

I’m sure that one day a tiny DNS-string will be found determining that people in that place use the bike.

Ops, but that is exactly the point ….

– and I promised to come back to it. This supposed DNS-string is, of course, not really such encoding. It is not a given but it is the knot of governing which may be tightened by pulling at the wrong end, or which can be loosened by developing a considered strategy, applying both, a radical slicing of the knot as we know it from Alexander’s victory, and at the vey same time a circumspect and dialectical adjournment, dealing with all the different tiny fibres that are making up the strings. – Surely something that I have to consider more seriously in the book on which I had been working these days.

– It will take a long time to make Amsterdam a city of scooters although their current number suggests different. And if it shoud happen one day we will have to sit down to make the calculation of pros and cons.

For the time being it will remain an open question – as much as it is an open question if my visit and work in the Rijksmuseum’s library will result in my presence n many photoalbums worldwide, put side by side with photos from paintings, books and other exhibits, perhaps with a little note

Peter, reader, early 21st century – please, do not feed

or if it will contribute in one or another way to a real reading culture, seeing books not as something to be consumed by individuals but being part of a real culture of communication and honest dispute. It si similar to the other question on byke, scooter and bath, just a matter of appropriate, i.e. ‘appropriated’ culture.


[1]            Frigga Haug introduced recently some ideas under the catchword ‘Herrschaftsknoten’, furthering her thoughts on the Four-in-One-Perspective – http://www.rosalux.de/documentation/48090/am%E2%80%90herrschaftsknoten%E2%80%90ansetzen.html – and http://williamthompsonucc.wordpress.com/2012/03/08/four-in-one/

[2]            Tomasi, Michele, 2011 : L’art multiplié : matériaux t problèmes pour une réflexion ; in : L’art multiplié. Production de masse, en série, pour le marché dans les arts entre Moyen Âge et Renaissance. Sous la direction de Michele Tomasi ave la collaboration de Sabine Utz ; Roma :Viella:7-24 ; here : 14

[3]            Boers, Marion, 2012: De Noord-Nederlandse kunsthandel in de eerste helft van de zeventiende eeuw; Hilversum: Uitgeverij Verloren: 9

[4]            Women and the visual arts in Italy c. 1400-1650. Luxury and leisure, duty and devotion. A sourcebook/Selected, translated and introduced by Paola Tingali and Mary Rogers Manchester/New York Manchester University Press 2012: 1

[5]            Of course, security is there too – After a brief moment of a kind of ‘inner devotion’ on my side we begin to chat. I am another time in some way surprised by seeing that such jobs are at least for many not so much about security but about living in the middle of art work and history – though they are not allowed to ‘govern the state as Lenin’s cook’, they are allowed to look in some ways on what had been going on I history on the back stage …

[6]            It had been commissioned by the Spanish Republican Government for the World’s Fair in Paris in Paris, 1937 – on that occasion it had been by and large unrecognised and ignored.

[7]            Cf. Schama, Simon: Rembrandt: https://www.youtube.com/watch?v=zJYlzyNQjpc – 14/08/2013: 8:10 ff.

[8]            Hofmann, Werner, 1983: Picasso’s ‘Guernica’ in its Historical Context; in: artibus e historiae. Rivista internazionale di arti visive e cinema; IRSA-LiCOSA. Nr 7(IV); Venezia-Wien: 141-169; here 149

[9]            ibid.: 141 f.

[10]            Wischnitzer, Rachel, 1985: Picasso’s Guernica. A Matter of Metaphor: in: artibus e historiae. Rivista internazionale di arti visive e cinema; IRSA-LiCOSA. Nr 12 (VI); Venezia-Wien:153-172; here: 165

[11]            van Hensbergen, Gijs, 2005: Guernica: The Biography of a Twentieth-Century Icon; London: Bloomsbury: 105

[12]            Wischnitzer, op.cit.: 163 f.; with reference to Reinhold Hohl, 1978: Die Wahrheit ueber Guernica; Pantheon, 36, Jan. 1978: 41-58

[13]            Galleria Dep Art Milano Italia A.Biasi Dadamaino Simeti Wilding: The Night Watch (1642)ENCYCLOPEDIA OF ART EDUCATION © visual-arts-cork.com http://www.visual-arts-cork.com/famous-paintings/night-watch.htm – 14/08/2013

[14]            Supposedly this text had been added by Engels, with a mocking undertone.

[15]            Just briefly contextualising this by pointing on marketisation, commodification and the loss of meaning of education in its humanist understanding.

Human Rights – “Lives Rights” – Children’s Rights

[1]

Abstract

The article attempts to add a new direction to the debate on human rights by looking at it from four perspectives: practice, development, everyday’s life and political responsibility of social work. This aims not least on working towards the foundation of a fourth generation of human rights, supplementing the generally accepted three generations. At stake is the genuine acknowledgement of social human rights in everyday’s life.

Human rights are often looked at if they are – be it in reality or by way of perception – breached. To speak of perceived or real breaches is certainly often superfluous, because it is obvious that certain actions and situations are even a matter of disrespecting the most fundamental and inalienable human right: the one to live, i.e. to mere existence of the human being. However, in many cases the situation lacks such clarity: definitions and practices are controversial, and furthermore it is often controversial whether certain issues, though they may be obviously being inhumane, are actually human-rights-related questions. The reason for such statement, possibly surprising for some of the readers, is simple:  human rights have their origin in protecting citizens against arbitrary abuses of the states’ power against the (world) citizens. In other words human rights had been linked to the state, as Weber says the only entity upholding the claim to the monopoly of the legitimate use of physical force in the enforcement of its order.

In such a reading private actions – and these are also acts of companies in global markets or actions of fanatical fundamentalist religious communities[2] – are strictly irrelevant to human rights. There is another dimension to the fact that these rights are nearly only issued in case of violation: both, the rather abstract reading of human rights and the consideration of individual violations reveals again and again that addressing these rights is bay and large detached from everyday’s life. At least apparently they do not affect the ordinary insanity: conflicts repeatedly preventing in different ways in everyday’s life that people can develop with all its facets of personality.

Admittedly this is a rather complicated and complex situation. But it is also a fundamental question, concerning the fundamental difficulty of defining human rights. Narrow definitions look at very obvious “cases” – even if one has to admit that the two declarations of human rights claiming universality (resolution 217 A [III] of the General Assembly on 10 December 1948: Universal Declaration of Human Rights; http://www.un.org/en/documents/udhr/index.shtml – 7/8/13; Cairo Declaration on Human Rights in Islam, Aug. 5, 1990, UN GAOR, World Conf on Hum Rts, 4th… sess, Agenda Item 5, UN Doc A/CONF.157/PC/62/Add.18 [1993]; http://www1.umn.edu/humanrts/instree/cairodeclaration.html – 7/8/13) are in fact not really universal. This is also true and clearly the case for the UN Declaration, which contains a strong affirmation of the capitalist mode of produciton (see below and Presentation Narrowing the Gap Between the World’s Richest and Poorest Contribution for the German wave GLOBAL MEDIA FORUM 2011). However, a broad definition runs not only the risk of including too many aspects, but at the same time it also opens the door for arbitrariness. Anyway, it is important to focus on the importance of human rights in every day’s life, going beyond the protection of mere existence. The development up to now is commonly seen as characterized by three generations:

The first generation concerns “negative rights,” in the sense that their respect requires that the state do nothing to interfere with individual liberties, and correspond roughly to the civil and political rights.

The second generation … requires positive action by the state to be implemented, as is the case with most social, economic and cultural rights. The international community is now embarking upon a third generation … which may be called “rights of solidarity”

(Vasak, Karel, 1977: A 30-Year Struggle. The Sustained Efforts to Give Force of Law to the Universal Declaration of Human Rights; in: The UNESCO Courier. A Window open on the World; Paris: UNESCO: 30/11: 29/32; here: 29; cf. Herrmann, Peter (forthcoming): Justice and Law Today: On the Translation of General Ideas on Justice into Claims for Security and Responsibility; in: Herrmann: God, Rights, Law and a Good Society [Writings on Philosophy and Economy of Power, 2]; Bremen/Oxford: EHV Academic press, 2012)

It is fundamental that a fourth stage is missing – and such stage is actually difficult to imagine within contemporary paradigms of social sciences in general: the social law and the socio-economic self-FORMATION law in a very genuine sense. It is justified to see the debate on human rights as being firmly based in the tradition of positive law – be it in a positive or in a negative way. However, it has to be seen that

[p]ositive law assumes an ordered social context that exhibits certain deficiencies: it envisages more desirable – an ideal – ordering of the context; it prescribes the steps to be taken in order to move the actual towards the ideal; and it orders that these measures be instituted. That is, positive law is at once expository, normative prescriptive, advisory, and imperative. But it is positive law as a means to an end …

(Jenkins, Iredell, 1980: Social Order and the Limits of Law. A Theoretical Essay; Princeton: Princeton University Press: 75)

This can only be understood in the context of society and socialization. Significant is the statement of Norbert Elias, who points out that people can only be understood as a process in its ongoing development, and he also suggests that this orientation is constantly undermined by the overwhelming tendency to push all processes into some form of structures (see Elias, Norbert, 1980/81: Social Process Models on multiple levels, in: Elias, Norbert: Essays On Sociology and the Humanities III; Dublin. University College Dublin Press, 2009: 40-42).

******

Of course, structural thinking knows as well thoughts about development, but these are fundamentally shaped by a very particular and peculiar understanding: it assumes an indispensable link between two areas:

  • First it is stated that there is a (more or less) straightforward development to “modern” societies – this is idealised as enlightenment, in reality it is about the development of capitalist modes of production;
  • Secondly, development is then also increasingly about development of human rights. On the one hand this is seen as development of human rights themselves – i.e. they are taken as dynamically expanding, steadily albeit very slowly; on the other hand “successful development” is indentified with modern societies and it is suggested that they are guaranteeing human rights – certainly is not denied: “unfortunately” we would find “slips” within and even caused by the capitalist system, but this is just considered as an exception and mostly seen as “bad practice”, which can actually only be found in the countries of the global South.[3]

Important is not so much the accuracy of the proposed relationships – which is of course highly questionable. A key point is more a question of the methodology (see Herrmann / O’Leary, in preparation: Human Rights – Search for a Fourth Generation): Apart from the fact that the underlying understanding is highly individualistic – thus following very much the tradition of European Enlightenment – another problem has to be seen in the fact that certain human rights are faded out by a structural-methodological pattern. First, these are everyday issues – as mentioned earlier, human rights issues are only then on the agenda where we find breaches in extreme situations. Secondly, however, the concept of development itself implies a certain ignorance: underdevelopment means lack of development of human rights or lack of human rights awareness and therefore “underdeveloped people” need to be “developed” in order to be able to accept and live these rights.

Of course, this is an exaggerated and simplified version of a complex problem. But such simplification is useful to clarify extremely important questions:

  • Human rights are in this way conceptually reduced and seen as passive rights – and only “fully developed human beings” can really take full advantage of these rights (of course it is left open who these “fully developed human beings” are;
  • they are only taken individualistically – as only the capitalist formation represents such “full development” and provides completely developed awareness in terms of the underlying idea of man.

Just a quick note on the last point must do suffice: The UN Declaration points in Article 25.1 out:

Everyone has the right to a standard of living adequate for the health and well-being of himself and of his family, including food, clothing, housing and medical care and necessary social services, and the right to security in the event of unemployment, sickness, disability, widowhood, old age or other lack of livelihood in circumstances beyond his control.

In other words, realistically, the only way of full involvement is to participate in the global capitalist system.

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Formulated provocatively, social work is facing an impossible task – the squaring of the cycle. On the one hand it is of course important to recognise the basic human rights in the given understanding, aiming on securing their realisation. But at the same time we are facing the necessity of engaging in the balancing act of criticizing these rights at the level of the underlying methodology and the subsequent definitions. Two aspects have to play a particularly important role – in the following they are only addressed as questions for future research and action:

The first is development of practice: human rights must be understood more as matter of social human practice. This means in a global perspective the need to acknowledge other modes of production; in national perspectives it means to allow other ways of life – not only as matter of multiculturalism, but more in the sense of different understandings of the production and reproduction of everyday’s life. Obviously, this includes especially the recognition of such modes of work and lifestyles as they are claimed by some ethnic minorities. And importantly we are here also facing the particular issues and conflicts: are such rights compatible with requirements of gender equality – as for instance some issues of gender equality in the modes of production of Gypsies, Islamic communities, etc. – Mentioning the possible tensions is here only meant to raise issues, not more and not less.

The second issue is development. It is a challenge as we have to ask and answer how we are dealing in this light with “non-development” and “not-developed people”. In this formulation, this seems to be sufficiently provocative to clarify the issue at stake: the conceptual difficulties that do exist in dealing with interpretations presented by certain groups. These are considerations that are partly already arising in official discussions in connection with the so-called rights of the third generation. In the present case, however, the solidarity rights must be understood correctly: we are talking about the right to develop and practice the social, and not only realise oneself within a defined social context. That means both “rights for the weaker members of society”, but it also means to overcome fundamentally the concept of weakness, gong much beyond ideas of support. One of the issues that is obviously conflictual is the religious requirement of self-determination, which then potentially threatens the right to life under certain circumstances. Children are just one important group that requires solidarity in this sense.

Thirdly, it is about daily life: All these considerations need to be anchored in everyday life – not only with regard to the daily lives of the many whose rights are obviously violated, but also the matters that are still leading to structural “hidden disadvantages”. Actually these infringements are not so secret at all. An example that is not sufficiently seen as breach of basic human rights is the disadvantage of women as it finds its expression unequal pay. A permanently occurring question has to ask if it can be justifiable that collective agreements are not possible anymore and it has to evaluate in which ways they are increasingly undermined.

Fourth, the question of political responsibility must be re-visited. This refers in particular to processes of education. The responsible citizen, capable and ready to participate is certainly a widely used catchword. But it is at the same time also a question that needs to be considered in normal daily life of social work practice. This means as well that it is about the normal daily life of people – even the ordinary people. Change of society should not be moved to infinity by the fact that one cares first only about “really serious cases”. Just because a negative comparison is ridiculous, it is important that such extreme breaches can not least happen, because we easily ignore minor injuries – and this means also that we have to take the violations of the small ones, the children more serious. We easily assume a natural superiority of the West, the adult , the men of the professions etc. And we forget them equally easily, because we often emphasise the rights of “the disadvantaged” without further reflection: multiculturalism, anti-globalization, freedom of religion, transsexuality, the conflictuality  – important issues to reflect upon without neglecting the highly conflictual, and often explosive content.

And yet it moves – Galileo Galilei supposedly said those words. It does not matter whether he said it or not. Social work, generally, the social professions have finally (again) realise that they have to move more and they have to move in more fundamental ways.


[1]            Rough translation of an article, published in Sozial Extra 7|8, 2013

[2]            One may think of gender policies in the name of Roman-Catholic fundamentalism – this saves from reflecting on more or less distant regions, for instance dominated by Islam.

[3]            Such regionalisation is indirectly suggesting that the real reason can be found within these countries.

Poverty of the Welfare State or: Poverty: construction – de-construction – and losing the battle

The following notes had been made in preparation of the contrubution to the Spring Symposium “Conceptualising and Measuring Poverty: methods for the 21st century” at University College Cork – it took place on the 17th of May 2013.

At a later stage an elaborated annd extended version of these catchwords will be published in the framework of the book under the title

Poverty of the Welfare State.

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Surely it is necessary, painting a bleak picture, showing the harsh measures and consequences of austerity policies under the aegis of neo-liberalism.

Sure, I would love to deconstruct now for the next two hours the ideology of neo-liberalism – I think there is much more and something different in it than we usually think about. Anyway, as I am supposed to talk about the EU, I may end right now with reference to just one letter from an official from the European Commission outlining in a very firm and concise form the EU’s privatisation strategy.

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being originally from Germany I may start here pointing out what this potentially means in such a rich and democratic country – of which the constitution has still some obligation to

democratic, social and federal principles (Article 23)[1]

In my view it is hardly possible to justify under such heading a strategy of evicting homeless people.

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It is equally clear that we have to highlight the immorality of such policies.

Having lived for some time in Ireland, I want to refer to Michael Higgins, addressing the European Parliament – see on this also already an earlier post)

There he stated

– Schuman, who was aware of it, reached back to recall the early monastic perigrinatio and declared Columbanus to be “the patron saint of all those who now seek to build a united Europe”.

– The Schuman meeting, and the others which followed it, assisted by such as Jean Monnet, was responding to near and terrible events. But we should never forget, and I emphasize it today, that in their response they recognized its immense value, and drew on, the rich scholarship, philosophy, moral instincts and generous impulses of European thought as they sought, not only to replace war with peace, but more importantly, to construct a vision of Europe’s people working together in an inclusive way. It was not any abstract construction. It was a practical proposal drawn from the head, propelled by the heart, and uniting economy and ethics in its aspiration.

(Higgins, Michael D., 2013: ‘Towards a European Union of the Citizens’. Adress to the European Parliament, Strasbourg, Wednesday, 17th April, 2013http://www.president.ie/speeches/address-by-president-michael-d-higgins-towards-a-european-union-of-the-citizens-european-parliament-strasbourg-wednesday-17th-april-2013-2/ – 10/05/2013)

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Furthermore we should not hesitate to critically discuss the various “approaches” of dismantling the “welfare state”

Coming currently from Hungary Victor Orbán has to be mentioned, of course. He shocked some people by the orientation on a munka alapú társadalmat , i.e. work-based society – mind, there are some issues around translation – the official translation speaks of workfare society though the actual translation is likely “work based”. –

More captivating is in Hungary the shift of social policy issues to the minister of inner affairs – defining relevant issues a matter of control.

And more shocking is the fact that going through Budapest and seeing the amount of people sleeping rough. And it may actually be the contrast I faced actually last Sunday: passing one of the beautiful old buildings, still carrying the marks of the recent renovation and the archway offering shelter, no: a living space for a group of homeless people.

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Criticising such positions: the harsh measures, the rejection on moral and ethical grounds and the conceptual dismantling means not least to defend the welfare state and actually to engage for its formation.

Living now in Italy we still face the challenge of replacing the traditional social protectionism as it had been established by Mafia with a modern welfare state.

But of course, it is then a question if our constitution gets the priorities right.

L’Italia è una Repubblica democratica, fondata sul lavoro.

Actually some may remember the times when the inclusion of the employment chapter into the EU-treaties had been celebrated as major success of social policy on the European level.

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And of course I could go on with this EUropean game. And finally I would return to Brussels.

Well, two weeks ago I had been there again. After about four years I re-entered that stage. A bit strange, having been there for several years, being allowed to walk in and out …; this time it had  been more like entering an alien world of a fortress – with external and not least internal borders – discussing clear lines of programs, policy packages … – and knowing: the transparency suggested by the massive glass fronts showing as much reality as the screen saver of our computers.

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Sure, there are reasons to celebrate – the EU as Nobel laureate.

But it had been on the personal level – carrying specific experiences from my Brussels years with me – again frightening to see how the less celebratory parts are forgotten – the memorial by ATD-Fourth World in front of the European Parliament is worn out.

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OK, enough of this little EUropean game

We face some kind of paradox:

Poverty is seemingly a “general condition of socio-human existence – or even a condito humana, rooted in eternal greed and the immortality of immorality? Occasionally reaching unbearable scope, and reminding us of the need of a good life?

Or poverty is a very specific pattern of a very specific formation of society?

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Part of this problem is the difficulty we face when it comes to defining poverty

I.

We see terms that are questionably used to be near to synonyms:

  • deprivation
  • social exclusion
  • disadvantage
  • exclusion

II.

We find complex approaches towards a definitional framework:

  • relative income or equality as matter of well-being
  • subjective and objective criteria
  • capability approach
  • human development and human security

And we find with this the different analytical perspectives behind it, e.g.

  • Human Development Index (HDI)
  • Human Wellbeing Index (HWI)
  • Weighted Index of Social Progress (WISP)
  • Social Quality (SQ)

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Two issues are – in today’s debates – somewhat permanent companions.

I.

While we are talking about poverty, we are actually concerned with wealth

  • for Adam Smith it had been the Wealth of the Nation
  • implicitly linked to the wealth of individuals, inherently understood as matter of increased availability of goods – SI, QoL
  • and frequently questioned by the wealth of society –in the pre-capitalist society for instance by an important economist like John Stuart Mill with his notion of the stationary state

I cannot, therefore, regard the stationary state of capital and wealth with the unaffected aversion so generally manifested towards it by political economists of the old school. I am inclined to believe that it would be, on the whole, a very considerable improvement on our present condition. I confess I am not charmed with the ideal of life held out by those who think that the normal state of human beings is that of struggling to get on; that the trampling, crushing, elbowing, and treading on each other’s heels, which form the existing type of social life, are the most desirable lot of human kind, or anything but the disagreeable symptoms of one of the phases of industrial progress. It may be a necessary stage in the progress of civilization, and those European nations which have hitherto been so fortunate as to be preserved from it, may have it yet to undergo. It is an incident of growth, not a mark of decline, for it is not necessarily destructive of the higher aspirations and the heroic virtues; as America, in her great civil war, has proved to the world, both by her conduct as a people and by numerous splendid individual examples, and as England, it is to be hoped, would also prove, on an equally trying and exciting occasion. But it is not a kind of social perfection which philanthropists to come will feel any very eager desire to assist in realizing. Most fitting, indeed, is it, that while riches are power, and to grow as rich as possible the universal object of ambition, the path to its attainment should be open to all, without favour or partiality. But the best state for human nature is that in which, while no one is poor, no one desires to be richer, nor has any reason to fear being thrust back by the efforts of others to push themselves forward.

(Mill, John Stuart, 1848: Principles of Political Economy with some of their Apllications to Social Philosophy; London et altera: Longmans, Green, and Co., 1920 [based on the 6th edition from 1865]: 748 f.)

Sure, talking about wealth is somewhat breath-taking then 150 billion USD that computer giant apple stores hording is the proper term, as we know it from Marx.

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II.

It had been also a somewhat unquestioned reference established to capitalism.

Occasionally it meant to criticise capitalism as fundamentally problematic.

More often it had been about a fundamentally affirmative approach, possibly slightly brushed up by looking at the varieties of capitalism (Hall, Peter A./Soskice, David (eds.): Varieties of Capitalism. The Institutional Foundations of Comparative Advantage. Oxford: Oxford University Press, 2001), the claim of a “good capitalism” (Baumoll, William J./Litan, Robert E./Schramm, Carl J. Schramm (2007): Good Capitalism, Bad Capitalism, and the Economics of Growth and Prosperity; Yale University Press).

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Sure, as we accepted taking responsibility over from god, we have to look now at The Spirit Level (Wilkinson, Richard G./Pickett, Kate, 2009: The Spirit Level: Why More Equal Societies Almost Always Do Better. London, Allen Lane) – mind the multiple meaning, linking to bubbles, levelling and spirituality itself. And with this we find of course easily also a link to the mushrooming moral economy.

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What do these two links

  • wealth
  • capitalism

actually mean? We have to explore this against the background of a by and large undefined understanding of welfare.

We may translate it into the concern for the nation state as new framework for (re-)production of social and individual existence, defined by the means of production.

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It has to be left to a side remark: this shift to the nation state as framework had been not least a fundamental shift of what (re-)production is about. Coming back to John Stuart Mill we see at the beginning of the chapter from which the quote is taken the actually interesting concern.

The preceding chapters comprise the general theory of the economical progress of society, in the sense in which those terms are commonly understood; the progress of capital, of population, and of the productive arts. But in contemplating any progressive movement, not in its nature unlimited, the mind is not satisfied with merely tracing the laws of the movement; it cannot but ask the further question, to what goal? Towards what ultimate point is society tending by its industrial progress? When the progress ceases, in what condition are we to expect that it will leave mankind?

It must always have been seen, more or less distinctly, by political economists, that the increase of wealth is not boundless that at the end of what they term the progressive state lies the stationary state, that all progress in wealth is but a postponement of this, and that each step in advance is an approach to it. We have now been led to recognise that this ultimate goal is at all times near enough to be fully in view ; that we are always on the verge of it, and that if we have not reached it long ago, it is because the goal itself flies before us. The richest and most prosperous countries would very soon attain the stationary state, if no further improvements were made in the productive arts, and if there were a suspension of the overflow of capital from those countries into the uncultivated or ill-cultivated regions of the earth.

(Mill, John Stuart, 1848: Principles of Political Economy with some of their Apllications to Social Philosophy; London et altera: Longmans, Green, and Co., 1920 [based on the 6th edition from 1865]: 746)

Of course, this opens an interesting debate not least on utilitarianism – a theory of ethics which surely needs to be seen beyond its translation into utilitarian-based conceptualisations of exchange.

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The main points are then the following.

(1) The development of the “welfare state” had been a differentiated process – giving answers to distinct socio-economic patterns. – This actually explains very much the different analytical approaches and criticisms around problem solving, control, socialisation, productive function of the welfare system (see Pierson, Christopher/Francis G. Castles (eds.): 2006: The Welfare State Reader; Cambridge: Polity Press)

(2) We are focusing now a comparable situation as it characterised the emergence of the different welfare states: the “EU” establishing itself as new national welfare system, but not (sufficiently) recognising the changed objective conditions.

(3) In order to understand these processes we have to investigate the foundation which is given by the link between means of production – mode of production – social system – social policy.

(4) Following classical economic thinking, EU social policies (and also the national social policies) are tied up by the limited understanding of the economic process as production function. The clearest formulation of this is the Cobb-Douglas production function:

Y = ALßKα

Production equals factor productivity multiplied by Labour input defined by output elasticity multiplied by capital defined by output elasticity

At least some of the problems with this have to be mentioned: it does not clearly spell out what the different factors are, and actually attributes productivity to capital, i.e. it supposes that capital would produce anything. It does not! Furthermore, it suggests implicitly that productivity is solely about commodity production – a factor that is not only in the light of more recent debates questionable. Most importantly, it refers to labour where we actually have to talk about labour power.

The latter point is of special importance as it allows us to focus our attention on the cost of the production and reproduction of labour power.

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A brief overview of the analytical – and actually methodological – perspective has to do suffice. The elements will be presented in four matrixes which will lead to a further matrix which presents an analytical tool for welfare systems – they had been introduced already earlier.

focus of the productive process

consumerism[2]

rationalisation/ technicisation

Demand-supply-side economics

matrix 1: Value Generation

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high-value production founded in informational labour

high-volume production based in low-cost labour

redundant producers, reduced on devalued labour

production of raw material founded in natural resources

matrix 2: Resource Reference

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autocentric development

extraverted development

relative economic sustainability

competitiveness

matrix 3: Patterns of Growth

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monetary policy i.w.s. as means of social integration

monetary policy i.w.s. as means of securing international sovereignty

competitiveness

traditionality

matrix 4: Socio-Political System and Sovereignty

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This taken together provides an analytical tool for looking at development and the welfare system

resource reference

value generation

patterns of growth

socio-political system and sovereignty

matrix 5: welfare system – analytical tool

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To some extent this surely reflects the traditional mainstream perspective with the common reference to T.H. Marshall:

I shall be running true to type as a sociologist if I begin by saying that I propose to divide citizenship into three parts. But the analysis is, in this case, dictated by history even more clearly than by logic. I shall call these three parts, or elements, civil, political and social.

(Marshall, Tom H., 1950: Citizenship and Social Class; in: Citizenship and Social Class; Tom H. Marshall/Tom Bottomore; London et altera: Pluto Press, 1992: 8)

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The difficulty of understanding consists of the necessary differentiation between

  • secular trends
  • secular capitalist trends
  • specific developments as they are reflecting the connection between them

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In any case: Capitalism surely had been up to hitherto the main driver of the development of the means of production, thus allowing also a major development of the productive forces (as matter of the production in Department I) and production of consumables (as matter of the production in Department II), thus being also a matter of the Wealth of Nations.

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The fundamental challenge however is the following: This system defines its various borders in a way that contradicts its own conditions

  • e.g. the costs of labour power vs the need to ensure mass purchasing power
  • time
  • space
  • environment and externalities.

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Then Social Policy and Welfare States have to be understood in a much broader way, including in particular

  • governance
  • productivity in economic terms
  • productivity in terms of social integration and cohesion
  • global inclusiveness.

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It is surely a complex field we are looking and the actually important point is to accept this complexity. We may briefly come back to the Cobb-Doulas function mentioned above. There the approach had been criticised by the following:

“it suggests implicitly that productivity is solely about commodity production – a factor that is not only in the light of more recent debates questionable. Most importantly, it refers to labour where we actually have to talk about labour power.

The latter point is of special importance as it allows us to focus our attention on the cost of the production and reproduction of labour power.”

And we see marked shift in terms of the latter when we look at the current development not of income but on the source and securitisation. A few examples may do suffice – each of them standing for a specific fundamental problem.

  • Karstadt, a major trade chain at least of German origin and today surely in various ways internationally and globally braided, plans to withdraw for two-years from collective agreements which can be discussed in the perspective of income and rights
  • The eviction of people from their homes in Spain which is answered by a law against the banks, limiting their space for action inclusion and rights
  • The mushrooming of  soup kitchens – surely doing good for people concerned but undermining any rest of cohesion and rights
  • And globally an absurd call for more slums, clearly showing the need to reflect on empowerment and rights

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Seen in such perspective, we should actually not be afraid if social policy is seen as productive factor. The question is – as always:

  • what do we actually produce?
  • how do we produce?

This is also important as this perspective allows us to go beyond a perspective that sees social policy as instrument of poor relief and charitable add-on to normal capitalism.

But it faces us with a major challenge, namely linking rights and law – some of you may know from my writing the inherent problem, due to the inherent individualist and individualising character of law.

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In any case we may add another useful tool for the analysis, namely the assessment of control – centrally understood as multiple cumulation of power and property.

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Of special relevance are here

  • control of means of production
  • control of processes of production
  • control of products
  • control of the distribution of products

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The Social/Welfare Welfare Systems (see in this context also already the blog entry on China and Asia – A New Capitalist Centre or A New Capitalism?)

  • the social state – von Itzenplitz
  • the welfare society – Wigforss-Hansson
  • the welfare state – Beveridge
  • the familiarist-public welfare state – Leo XIII
  • the co-operative social economy – Raiffeisen
  • the harmonious familiarist paternalism – Confucius, Mencius

(see in this context in particular Herrmann, Peter, 2012: Social State, Welfare State and Then? Where to Move from the Welfare state? A Cooperative State of Sustainable Sociability as Perspective for Innovation; in: Heiskanen, Johanna/Henry, Hagen/Hytinkoski, Pekka/Köppä, Tapani (eds.): New Opportunities for Co-operatives: New Opportunities for People. Proceedings of the 2011 ICA Research Conference, 24-27 August, 2011, Mikkeli, Finland; Helsinki: University of Helsinki. Ruralia Institute, 2012: 295- 313).

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EUrope – here we see roughly the development of the following major stages

  • from basic social security for workers (gender, ESF, social charter)
  • over marginal poverty relief and experimental good-doing
  • to employment policies
  • arriving at social innovation and social investment of the Lisbon competitiveness strategy.

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The overall pattern

  • from civil liberties – single market
  • to political rights – crisis of legitimacy and EP-elections
  • to social rights – as matter of employment policies

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But also – and not least:

All this is systematically caught in the contradiction of

  • productivist nation state building and
  • consumerist dependencies

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Seen in this light, the EU is now facing a new competition between systems.

The wealth of nations is not an option for the EU,

  • being caught in internal and international/global competition
  • not having sufficient power and resources for inner and external colonialisation

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In consequence we are confronted with a disastrous mine field

  • several countries “externally bankrupt” as for instance Cyprus and Greece
  • several countries “internally bankrupt” as for instance Germany
  • having a “model” and values for social policy that actually evolved from conditions that do not exist anymore
  • and not having the strength to establish – on its own – a valid socio-economic alternative

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The two main problems and challenges I see:

  • the lack of suitable social fabrique
  • the need to reintegrate political economy

I am afraid that technical approaches like those proposed by Gabriele Giudice, Head of Unit, ECFIN.G3: Greece at European Commission and proposals for Social Investment will only provide a mere perspective – this is a nice way to speak of privatised services that are not accessible, and rocketing unemployment rates.

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Moving on seems a bit like a Don Quijoterie ….

But at least it would be wrong to say that we have to worry about money – at least here in Ireland there is still so much money around that it can be literally be put into the waste bin. – on ebay a Quinnsworth-plastic bag  had been offered  earlier this year for 997 Euro.


[1]           Basic Law for the Federal Republic of Germany; version October 2010; https://www.btg-bestellservice.de/pdf/80201000.pdf – 10/05/2013

Interestingly he previous version had been different

Article 20 (Basic principles of state order, right to resist).

(1) The Federal Republic of Germany is a democratic and social Federal state.

Basic Law for the Federal Republic of Germany (Promulgated by the Parliamentary Council on 23 May 1949) (as Amended by the Unification Treaty of 31 August 1990 and Federal Statute of 23 September 1990); http://www.constitution.org/cons/germany.txt – 10/05/2013

[2]            Degree to which the economic process is focussed on extended reproduction